The surrealists' Paris, too, is a little 'universe'. ... In the
larger one, the cosmos, things look no different. There, too, are
crossroads where ghostly signals flash from the traffic, and
inconceivable analogies and connections between events are the order
of the day. It is the region from which the lyric poetry of
Surrealism reports.
- Walter Benjamin, 'Surrealism', from One Way Street (1979, p. 231)
The New Architecture seems to be making little progress in the USA ;
. . The advocates of the new style are full of earnestness, and some
of them carry on in the shrill pedagogical manner of believers in
the Single Tax . . . but, save on the level of factory design, they
do not seem to be making many converts.
-H.L.Mencken, 1931
Why brilliant fashion-designers, a notoriously non-analytic breed,
sometimes succeed in anticipating the shape of things to come better
than professional predictors, is one of the most obscure questions
in history; and, for the historian of culture, one of the most
central. It is certainly crucial to anyone who wants to understand
the impact of the age of cataclysms on the world of high culture,
the elite arts, and, above all, the avantgarde. For it is generally
accepted that these arts anticipated the actual breakdown of
liberal-bourgeois society by several years. By 1914 virtually
everything that can take shelter under the broad and rather
undefined canopy of 'modernism' was already in place: cubism;
expressionism; futurism; pure abstraction in painting; functionalism
and flight from ornament in architecture; the abandonment of
tonality in music; the break with tradition in literature.
A large number of names who would
be on most people's list of eminent 'modernists' were all mature and
productive or even famous in 1914.(Matisse and Picasso; Schonberg
and Stravinsky; Gropius and Mies van der Rohe; Proust, James Joyce,
Thomas Mann and Franz Kafka; Yeats, Ezra Pound, Alexander Blok and
Anna Akhmatova.) Even T.S. Eliot, whose poetry was not published
until 1917 and after, was by then clearly a part of the London
avant-garde scene [as a contributor (with Pound) to Wyndham Lewis's
Blast]. These children of, at the latest, the 1880s, remained icons
of modernity forty years later. That a number of men and women who
only began to emerge after the war would also make most high-culture
shortlists of eminent 'modernists' is less surprising than the
domination of the older generation.! (Among others, Isaac Babel
(1894); Le Corbusier (1897); Ernest Hemingway (1899); Bertolt
Brecht, Garcia Lorca and Hanns Eisler (all born 1898); Kurt Weill
(1900); Jean Paul Sartre (1905); and W.H. Auden (1907).Thus even
Schonberg's successors - Alban Berg and Anton Webern - belong to the
generation of the 1880s.)
In fact, the only formal
innovations after 1914 in the world of the 'established' avant-garde
seem to have been two: Dadaism, which shaded over into or
anticipated surrealism in the western half of Europe, and the
Soviet-born constructivism in the East. Constructivism, an excursion
into skeletal three-dimensional and preferably moving constructions
which have their nearest real-life analogue in some fairground
structures (giant 1 wheels, big dippers etc.), was soon absorbed
into the main stream of architecture and industrial design, largely
through the Bauhaus (of which more below). Its most ambitious
projects, such as Tatlin's famous rotating leaning tower in honour
of the Communist International, never got built, or else lived
evanescent lives as the decor of early Soviet public ritual. Novel
as it was, constructivism did little more than extend the repertoire
of architectural modernism.

Dadaism took shape among a mixed
group of exiles in Zurich (where another group of exiles under Lenin
awaited the revolution) in 1916, as an anguished but ironic nihilist
protest against world war and the society that had incubated it:
including its art. Since it rejected all art, it had no formal
characteristics, although it borrowed a few tricks from the pre-1914
cubist and futurist avant-gardes, including notably collage, or
sticking together bits and pieces, including parts of pictures.
Basically anything that might cause apoplexy among conventional
bourgeois art-lovers was acceptable Dada. Scandal was its principle
of cohesion. Thus Marcel Duchamp's (1887-1968) exhibition of a
public urinal as 'ready-made art' in New York in 1917 was entirely
in the spirit of Dada, which he joined on his return from the USA;
but his subsequent quiet refusal to have anything further to do with
art - he preferred to play chess - was not. For there was nothing
quiet about Dada.
Surrealism, while equally devoted
to the rejection of art as hitherto known, equally given to public
scandal and (as we shall see) even more attracted to social
revolution, was more than a negative protest; as might be expected
from a movement essentially centred in France, a country where every
fashion requires a theory. Indeed, we can say that, as Dada
foundered in the early 1920s with the era of war and revolution that
had given it birth, surrealism emerged from it as what has been
called 'a plea for the revival of the imagination, based on the
Unconscious as revealed by psychoanalysis, together with a new
emphasis on magic, accident, irrationality, symbols and dreams
(Willett, 1978).'
In some ways it was a romantic
revival in twentieth-century costume, but with more sense of
absurdity and fun. Unlike the mainstream 'modernist' avant-gardes,
but like Dada, surrealism had no interest in formal innovation as
such: whether the Unconscious expressed itself in a random stream of
words ('automatic writing') or in the meticulous nineteenth-century
academician's style in which Salvador Dali (1904—89) painted his
deliquescent watches in desert landscapes, was of no interest. What
counted was to recognize the capacity of the spontaneous
imagination, unmediated by rational control systems, to produce
cohesion out of the incoherent, an apparently necessary logic out of
the plainly illogical or even impossible. Rene Magritte's
(1898-1967) Castle in the Pyrenees, carefully painted in the manner
of a picture-postcard, emerges from the top of a huge rock, as
though it had grown there. Only the rock, like a giant egg, is
floating through the sky above the sea, painted with equal realistic
care.

Surrealism was a genuine addition
to the repertoire of avant-garde arts, its novelty attested by the
ability to produce shock, incomprehension, or what amounted to the
same thing, a sometimes embarrassed laughter, even among the older
avant-garde. This was my own, admittedly juvenile, reaction to the
1936 International Surrealist Exhibition in London, and later to a
surrealist painter friend in Paris, whose insistence on producing
the exact equivalent in oils of a photograph of human entrails I
found hard to understand. Nevertheless, in retrospect it must be
seen as a remarkably fertile movement, though chiefly in France and
countries such as the Hispanic ones, where French influence was
strong. It influenced first-rate poets in France (Eluard, Aragon);
in Spain (Garcia decors by the likes of the cubists Georges
Braque (1882-1963) and Juan Gris (1887-1927); music by, or rewritten
by Stravinsky, de Falla, Milhaud and Poulenc became de rigeur,
while both styles of dancing and choreography were modernized
accordingly. Before 1914, at least in Britain, the
'Post-Impressionist Exhibition' had been jeered by a philistine
public, while Stravinsky caused scandal wherever he went, as did the
Armory Show in New York and elsewhere. After the war, the
philistines fell silent before the provocative displays of
'modernism', deliberate declarations of independence from the
discredited pre-war world, manifestos of cultural revolution. And,
through the modernist ballet, exploiting its unique combination of
snob appeal, the magnetism of vogue (plus the new Vogue) and elite
artistic status, the avant-garde broke out of its stockade. Thanks
to Diaghilev, wrote a characteristic figure in the British cultural
journalism of the 1920s, 'the crowd has positively enjoyed
decorations by the best and most ridiculed living painters. He has
given us Modern Music without tears and Modern Painting without
laughter' (Mortimer, 1925).
Diaghilev's ballet was merely one
medium for the diffusion of the avant-garde arts which, in any case,
varied from one country to the next. Nor, indeed, was the same
avant-garde diffused throughout the Western world for, in spite of
the continued hegemony of Paris over large regions of elite culture,
reinforced after 1918 by the influx of American expatriates (the
generation of Hemingway and Scott Fitzgerald), there was actually no
longer a unified high culture in the old world. In Europe Paris
competed with the Moscow-Berlin axis, until the triumphs of Stalin
and Hitler silenced or dispersed the Russia or German avant-gardes.
The fragments of the former Habsburg and Ottoman Empires went their
own way in literature, isolated by languages which nobody seriously
or systematically attempted to translate until the era of the
anti-fascist diaspora in the 1930s. The extraordinary flowering of
poetry in the Spanish language on both sides of the Atlantic had
next to no international impact until the Spanish Civil War of
1936-39 revealed it. Even the arts least hampered by the tower of
Babel, those of sight and sound, were less international than might
be supposed, as a comparison of the relative standing of, say,
Hindemith in and outside Germany or of Poulenc in and outside France
shows. Educated English art-lovers entirely familiar with even the
lesser members of the inter-war Ecole de Paris, might not even have
heard the names of German expressionist painters as important as
Nolde and Franz Marc.
There were really only two
avant-garde arts which all flag-carriers of artistic novelty in all
relevant countries could be guaranteed to admire, and both came out
of the new world rather than the old: films and jazz. The cinema was
co-opted by the avant-garde some time during the First World War,
having previously been unaccountably neglected by it. It not merely
became essential to admire this art, and notably its greatest
personality, Charlie Chaplin (to whom few self-respecting modern
poets failed to address a composition), but avant-garde artists
themselves launched themselves into film-making, most notably in
Weimar Germany and Soviet Russia, where they actually dominated
production. The canon of 'art-films' which the highbrow film-buffs
were expected to admire in small specialized movie-temples during
the age of cataclysms, from one side of the globe to the other,
consisted essentially of such avant-garde creations: Sergei
Eisenstein's (1898-1948) Battleship Potemkin of 1925 was generally
regarded as the all-time masterpiece. The Odessa Steps sequence of
this work, which no one who ever saw it - as I did in a Charing
Cross avant-garde cinema in the 1930s - will ever forget, has been
described as 'the classic sequence of silent cinema and possibly the
most influential six minutes in cinema history' (Manvell, 1944, pp.
47-48).
From the mid-1930s, intellectuals
favoured the populist French cinema of Rene Clair; Jean Renoir (not
uncharacteristically the painter's son); Marcel Carne; Prevert, the
ex-surrealist; and Auric, the ex-member of the avant-garde musical
cartel lLes Six\ These, as non-intellectual critics liked to point
out, were less enjoyable, though no doubt artistically more
high-class than the great bulk of what the hundreds of millions
(including the intellectuals) watched every week in increasingly
gigantic and luxuri-ous picture-palaces, namely the production of
Hollywood. On the other hand the hard-headed showmen of Hollywood
were almost as quick as Diaghilev to recognize the avant-garde
contribution to profitability. 'Uncle' Carl Laemmle, the boss of
Universal Studios, perhaps the least intellectually ambitious of
the Hollywood majors, took care to supply himself with the latest
men and ideas on his annual visits to his native Germany, with the
result that the characteristic product of his studios, the horror
movie (Frankenstein, Dracula etc.) was sometimes a fairly close copy
of German expressionist models. The flow of central-European
directors, like Lang, Lubitsch and Wilder, across the Atlantic - and
practically all of them can be regarded as highbrows in their native
grounds - was to have a considerable impact on Hollywood itself, not
to mention that of technicians like Karl Freund (1890-1969) or Eugen
Schufftan (1893-1977). However, the course of the cinema and the
popular arts will be considered below.
The 'jazz' of the 'Jazz Age', i.e. some kind of combination of
American Negroes, syncopated rhythmic dance-music and an
instrumentation which was unconventional by traditional standards,
almost certainly aroused universal approval among the avant-garde,
less for its own merits than as yet another symbol of modernity, the
machine age, a break with the past - in short, another manifesto of
cultural revolution. The staff of the Bauhaus had itself
photographed with a saxophone. A genuine passion for, the sort of
jazz which is now recognized as the major contribution of the USA to
twentieth-century music, remained rare among established
intellectuals, avant-garde or not, until the second half of the
century. Those who developed it, as I did after Duke Ellington's
visit to London in 1933, were a small minority.
Whatever the local variant of
modernism, between the wars it became the badge of those who wanted
to prove that they were both cultured and up to date. Whether or not
one actually liked, or even had read, seen or heard, works by the
recognized OK names - say, among literary English schoolboys of the
first half of the 1930s, T.S. Eliot, Ezra Pound, James Joyce and D.H.
Lawrence - it was inconceivable not to talk knowledgeably about
them. What is perhaps more interesting, each country's cultural
vanguard rewrote or revalued the past to fit in with contemporary
requirements. The English were firmly told to forget about Milton
and Tennyson, but to admire John Donne. The most influential British
critic of the period, F.R. Leavis of Cambridge, even devised a
canon, or 'great tradition', of English novels which was the exact
opposite of a real tradition, since it omitted from the historical
succession anything the critic did not like, such as all of Dickens,
with the exception of one novel hitherto regarded as one of the
master's minor works, Hard Times
For lovers of Spanish painting,
Murillo was now out, but admiration for El Greco was compulsory. But
above all, anything to do with the Age of Capital and the Age of
Empire (other than its avant-garde art) was not only rejected: it
became virtually invisible. This was not only demonstrated by the
vertical fall in the prices of nineteenth-century academic painting
(and the corresponding but still modest rise of the Impressionists
and later modernists): they remained practically unsaleable until
the 1960s. The very attempts to recognize any merit in Victorian
building had about them an air of deliberate provocation of real
good taste, associated with camp reactionaries. The present author,
grown up among the great architectural monuments of the liberal
bourgeoisie which encircle Vienna's old 'inner city', learned, by a
sort of cultural osmosis, that they were to be regarded as either
inauthentic or pompous or both. Such buildings were not actually
torn down en masse until the 1950s and 1960s, the most disastrous
decade in modern architecture, which is why a Victorian Society to
protect buildings of the 1840-1914 period was not set up in Britain
until 1958 (more than twenty years after a Georgian Group, to
protect the less outcast eighteenth-century heritage).
The impact of the avant-garde on
the commercial cinema already suggests that 'modernism' began to
make its mark on everyday life. It did so obliquely, through
productions which the broad public did not consider to be 'art', and
consequently to be judged by a priori criteria of aesthetic value:
primarily through publicity, industrial design, commercial print and
graphics, and genuine objects. Thus among champions of modernity
Marcel Breuer's (1902-81) famous tubular chair (1925—29) carried an
enormous ideological and aesthetic charge (Giedion, 1948, pp.
488-95). Yet it was to make its way through the modern world not as
a manifesto, but as the modest but universally useful movable
stacking chair.

But there can be no doubt at all that, within less
than twenty years of the outbreak of the First World War,
metropolitan life all over the Western world was visibly marked by
modernism, even in countries like the USA and Great Britain, which
appeared entirely unreceptive to it in the 1920s. Streamlining,
which swept through the American design of both suitable and
unsuitable products from the early 1930s, echoed Italian futurism.
The Art Deco style (derived from the Paris Exposition of Decorative
Arts of 1925) domesticated modernist angularity and abstraction. The
modern paperback revolution in the 1930s (Penguin Books) carried the
banner of the avant-garde typography of Jan Tschichold (1902-74).
The direct assault of modernism was still deflected. Not until after
the Second World War did the so-called International Style of
modernist architecture transform the city scene, though its chief
propagandists and practitioners - Gropius, Le Corbusier, Mies van
der Rohe, Frank Lloyd Wright, etc.- had long been active. Some
exceptions apart, the bulk of public building, including public
housing projects by municipalities of the Left, which might have
been expected to sympathize with the socially conscious new
architecture, showed little sign of its influence except an apparent
dislike for decoration. Most of the massive rebuilding of
working-class 'Red Vienna' in the 1920s was undertaken by architects
who figure barely, if at all, in most histories of architecture. But
the lesser equipment of everyday life was rapidly reshaped by
modernity.
How far this was due to the
heritage of the arts-and-crafts and art nouveau movements, in which
vanguard art had committed itself to daily use; how far to the
Russian constructivists, some of whom deliberately set out to
revolutionize mass production design; how far to the genuine
suitability of modernist purism for modern domestic technology (e.g.
kitchen design) we must leave to art history to decide. The fact
remains that a short-lived establishment, which began very much as a
political and artistic avant-garde centre, came to set the tone of
both architecture and the applied arts of two generations. This was
the Bauhaus, or art and design school of Weimar and later Dessau in
Central Germany (1919-33), whose existence coincided with the Weimar
Republic - it was dissolved by the National Socialists shortly after
Hitler took power. The list of names associated with the Bauhaus in
one way or another reads like a Who's Who of the advanced arts
between the Rhine and the Urals: Gropius and Mies van der Rohe;
Lyonel Feininger, Paul Klee and Wassily Kandinsky; Malevich, El
Lissitzky, Moholy-Nagy, etc. Its influence rested not only on these
talents but - from 1921 - on a deliberate turn away from the old
arts-and-crafts and (avant-garde) fine arts tradition to designs for
practical use and industrial production: car bodies (by Gropius),
aircraft seats, advertising graphics (a passion of the Russian
constructivist El Lissitzky), not forgetting the design of the one
and two million Mark banknotes during the great German
hyper-inflation of 1923.
The Bauhaus - as its problems with
unsympathetic politicians shows — was considered deeply subversive.
And, indeed, political commitment of one kind or another dominates
the 'serious' arts in the Age of Catastrophe. In the 1930s it
reached even Britain, still a haven of social and political
stability amid European revolution, and the USA, remote from war but
not from the Great Slump. That political commitment was by no means
only to the Left, though radical art-lovers found it hard,
especially when young, to accept that creative genius and
progressive opinions should not go together. Yet, especially in
literature, deeply reactionary convictions, sometimes translated
into fascist practice, were common enough in Western Europe. The
poets T.S. Eliot and Ezra Pound in Britain and exile; William Butler
Yeats (1865-1939) in Ireland; the novelists Knut Hamsun (1859-1952)
in Norway, an impassioned collaborator of the Nazis, D.H. Lawrence
(1885-1930) in Britain and Louis Ferdinand Celine in France
(1884-1961) are obvious examples. The brilliant talents of the
Russian emigration cannot, of course, be automatically classified as
'reactionary', although some of them were, or became, so; for a
refusal to accept Bolshevism united émigrés of widely different
political views.
Nevertheless, it is probably safe
to say that in the aftermath of world war and the October
revolution, and even more in the era of anti-fascism of the 1930s
and 1940s, it was the Left, often the revolutionary Left, that
primarily attracted the avant-garde. Indeed, war and revolution
politicized a number of notably non-political pre-war avant-garde
movements in France and Russia. (Most of the Russian avant-garde,
however, showed no initial enthusiasm for October.) As Lenin's
influence brought Marxism back to the Western world as the only
important theory and ideology of social revolution, so it assured
the conversion of avant-gardes to what the National Socialists, not
incorrectly, called 'cultural Bolshevism' (Kultur-bolschewismus).
Dada was for revolution. Its successor, surrealism, had difficulty
only in deciding which brand of revolution it was for, the majority
of the sect choosing Trotsky over Stalin. The Moscow-Berlin axis
which shaped so much of Weimar culture rested on common political
sympathies. Mies van der Rohe built a monument to the murdered
Spartacist leaders Karl Liebknecht and Rosa Luxemburg for the German
Communist Party. Gropius, Bruno Taut (1880-1938), Le Corbusier,
Hannes Meyer and an entire 'Bauhaus Brigade' accepted Soviet
commissions - admittedly at a time when the Great Slump made the
USSR not merely ideologically but also professionally attractive to
Western architects. Even the basically not very political German
cinema was radicalized, as witness the wonderful director G.W. Pabst
(1885— 1967), a man visibly more interested in presenting women
rather than public affairs, and later quite prepared to work under
the Nazis. Yet in the last Weimar years he was the author of some of
the most radical films, including Brecht-Weill's Threepenny Opera.
It was the tragedy of modernist
artists, Left or Right, that the much more effective political
commitment of their own mass movements and politicians - not to
mention their adversaries - rejected them. With the partial
exception of Futurist-influenced Italian fascism, the new
authoritarian regimes of both Right and Left preferred old-fashioned
and gigantic monumental buildings and vistas in architecture,
inspirational representations in both painting and sculpture,
elaborate performances of the classics on stage, and ideological
acceptability in literature. Hitler, of course, was a frustrated
artist who eventually found a competent young architect to realize
his gigantic conceptions, Albert Speer. However, neither Mussolini
nor Stalin nor General Franco, all of whom inspired their own
architectural dinosaurs, began life with such personal ambitions.
Neither the German nor the Russian avant-garde, therefore, survived
the rise of Hitler and Stalin, and the two countries, spearhead of
all that was advanced and distinguished in the arts of the 1920s,
almost disappear from the cultural scene.
In retrospect we can see better
than contemporaries could what a cultural disaster the triumph of
both Hitler and Stalin proved to be, that is to say, how much the
avant-garde arts were rooted in the revolutionary soil of central
and eastern Europe. The best wine of the arts seemed to grow on the
lava-streaked slopes of volcanoes. It was not merely that the
cultural authorities of politically revolutionary regimes gave more
official recognition, i.e. material backing, to artistic
revolutionaries than the conservative ones they replaced, even if
their political authorities showed no enthusiasm. Anatol Lunacharsky,
the 'Commissar for Enlightenment', encouraged the avant-garde,
though Lenin's taste in the arts was quite conventional. The
social-democratic government of Prussia, before it was expelled in
1932 from office (unresistingly) by the authorities of the more
right-wing German Reich, encouraged the radical conductor Otto
Klemperer to turn one of the Berlin opera houses into a showcase of
all that was advanced in music between 1928 and 1931. However, in
some indefinable way, it also seems that the times of cataclysm
heightened the sensibilities, sharpened the passions of those who
lived through them, in Central and Eastern Europe. Theirs was a
harsh not a happy vision, and its very harshness and the tragic
sense that infused it was what sometimes gave talents which were not
in themselves outstanding a bitter denunciatory eloquence, for
instance B. Traven, an insignificant anarchist bohemian emigrant
once associated with the short-lived Munich Soviet Republic of 1919,
who took to writing movingly about sailors and Mexico (Huston's
Treasure of the Sierra Madre with Bogart is based on him). Without
it he would have remained in deserved obscurity. Where such an
artist lost the sense that the world was intolerable, as the savage
German satirist George Grosz did on emigrating to the USA after
1933, nothing remained but technically competent sentimentality.
The central European avant-garde
art of the Age of Cataclysm rarely articulated hope, even though its
politically revolutionary members were committed to an upbeat vision
of the future by their ideological convictions. Its most powerful
achievements, most of them dating from the years before Hitler's and
Stalin's supremacy - 'I can't think what to say about Hitler',
quipped the great Austrian satirist Karl Kraus, whom the First World
War had left far from speechless (Kraus, 1922) - come out of
apocalypse and tragedy: Alban Berg's opera Wozzek (first performed
1926); Brecht and Weill's Threepenny Opera (1928) and Mahagonny
(1931); Brecht-Eisler's Die Massnahme (1930); Isaac Babel's stories
Red Cavalry (1926); Eisenstein's film Battleship Potemkin (1925); or
Alfred Doblin's Berlin-Alexanderplatz (1929). As for the collapse of
theHabsburg Empire, it produced an extraordinary outburst of
literature, ranging from the denunciation of Karl Kraus's The Last
Days of Humanity (1922) through the ambiguous buffoonery of Jaroslav
Hasek's Good Soldier Schwejk (1921) to the melancholy threnody of
Josef Roth's Radetskymarsch (1932) and the endless self-reflection
of Robert Musil's Man without Qualities (1930). No set of political
events in the twentieth century has had a comparably profound impact
on the creative imagination, although in their own ways the Irish
revolution and civil war (1916— 22) through O'Casey and, in a more
symbolic mode, through its muralists, the Mexican revolution
(1910—20) - but not the Russian revolution -inspired the arts in
their respective countries. An empire destined to collapse as a
metaphor for a Western elite culture itself undermined and
collapsing: these images had long haunted the dark corners of the
Central European imagination. The end of order found expression in
the great poet Rainer Maria Rilke's (1875-1926) Duino Elegies
(1913-23). Another Prague writer in the German language presented an
even more absolute sense of the incomprehensibility of the human
predicament, both singular and collective: Franz Kafka (1883-1924),
almost all of whose work was published posthumously. This, then, was
art created
in the days the world was falling
the
hour the earth's foundations fled
to cite the classical scholar and
poet A.E. Housman, who was far from the avant-garde (Housman, 1988,
p. 138). This was art whose view was that of the 'angel of history',
whom the German-Jewish marxist Walter Benjamin (1892-1940) claimed
to recognize in Paul Klee's picture Angelus Novus:

His face is turned towards the
past. Where we see a chain of events before us, he sees a single
catastrophe which keeps piling wreckage upon ruin till they reach
his feet. If only he could stay to wake the dead and to piece
together the fragments of what has been broken! But a storm blows
from the direction of Paradise, catching his wings with such force
that the Angel can no longer close them. This storm drives him
irresistibly into the future, to which his back is turned, while the
pile of debris at his feet grows into the sky. This storm is what we
call progress (Benjamin, 1971, pp. 84-85).
West of the zone of collapse and
revolution the sense of a tragic and ineluctable cataclysm was less,
but the future seemed equally enigmatic. In spite of the trauma of
the First World War, continuity with the past was not so obviously
broken until the 1930s, the decade of the Great Slump, fascism and
the steadily approaching war. (Indeed, the major literary echoes of
the First World War only began to reverberate towards the end of the
1920s when Erich Maria Remarque's All Quiet on the Western Front
(1929, Hollywood film 1930) sold two-and-a-half million copies in
eighteen months in twenty-five languages.) Even so, in
retrospect the mood of the Western intellectuals seems less
desperate and more hopeful than that of the central Europeans, now
scattered and isolated from Moscow to Hollywood, or the captive East
Europeans silenced by failure and terror. They still felt themselves
to be defending values threatened, but not yet destroyed, to
revitalize what was living in their society, if need be by
transforming it. As we shall see, much of the Western blindness to
the faults of the Stalinist Soviet Union was due to the conviction
that, after all, it represented the values of the Enlightenment
against the disintegration of reason; of 'progress' in the old and
simple sense, so much less problematic than Walter Benjamin's 'wind
blowing from Paradise'. It was only among ultra-reactionaries that
we find the sense of the world as an incomprehensible tragedy, or
rather, as in the greatest British novelist of the period, Evelyn
Waugh (1903-66), as a black comedy for stoics; or, as in the French
novelist Louis Ferdinand Celine (1894—1961), a nightmare even for
cynics. Though the finest and most intelligent of the young British
avant-garde poets of the time, W.H. Auden (1907—73), had a sense of
history as tragedy — Spain, Musee des Beaux Arts — the mood of the
group of which he was the centre found the human predicament
acceptable enough. The most impressive British artists of the
avant-garde, the sculptor Henry Moore (1898-1986) and the composer
Benjamin Britten (1913—76), give the impression that they would have
been quite ready to let the world crisis pass them by, had it not
intruded. But it did.
The avant-garde arts were still a
concept confined to the culture of Europe and its outliers and
dependencies, and even there the pioneers on the frontier of
artistic revolution still often looked longingly at Paris and even —
to a lesser but surprising extent — at London. It did not yet look
to New York. What this means is that the non-European avant-garde
barely existed outside the western hemisphere, where it was firmly
anchored to both artistic experiment and social revolution. Its
best-known representatives at this time, the mural painters of the
Mexican revolution, disagreed only about Stalin and Trotsky, but not
about Zapata and Lenin, whom Diego Rivera (1886-1957) insisted on
including in a fresco destined for the new Rockefeller Center in New
York (a triumph of art-deco second only to the Chrysler Building) to
the displeasure of the Rockefellers.
Yet for most artists in the
non-Western world the basic problem was modernity not modernism. How
were their writers to turn spoken vernaculars into flexible and
comprehensive literary idioms for the contemporary world, as the
Bengalis had done since the mid-nineteenth century in India? How
were men (perhaps, in these new days, even women) to write poetry in
Urdu, instead of the classical Persian hitherto obligatory for such
purposes; in Turkish instead of in the classical Arabic which
Ataturk's revolution threw into the dustbin of history with the fez
and the woman's veil? What, in countries of ancient cultures, were
they to do with or about their traditions; arts which, however
attractive, did not belong to the twentieth century? To abandon the
past was revolutionary enough to make the Western revolt of one
phase of modernity against another appear irrelevant or even
incomprehensible. All the more so when the modernizing artist was at
the same time a political revolutionary, as was more than likely.
Chekhov and Tolstoy might seem more apposite models than James Joyce
for those who felt their task — and their inspiration — was to 'go
to the people' and to paint a realistic picture of their sufferings
and to help them rise. Even the Japanese writers, who took to
modernism from the 1920s (probably through contact with Italian
Futurism), had a strong and from time to time dominant socialist or
communist 'proletarian' contingent (Keene, 1984, chapter 15).
Indeed, the first great Chinese modern writer, Lu Hsun (1881-1936),
deliberately rejected Western models and looked to Russian
literature where 'we can see the kindly soul of the oppressed, their
sufferings and struggles' (Lu Hsun, 1975, p. 23).
For most of the creative talents
of the non-European world who were neither confined within their
traditions nor simple Westernizers, the major task seemed to be to
discover, to lift the veil from, and to present the contemporary
reality of their peoples. Realism was their movement. In a way, this
desire united the arts of East and West. For the twentieth century,
it was increasingly clear, was the century of the common people, and
dominated by the arts produced by and for them. And two linked
instruments made the world of the common man visible as never before
and capable of documentation: reportage and the camera. Neither was
new (see Age of Capital, chapter 15; Age of Empire, chapter 9) but
both entered a self-conscious golden age after 1914. Writers,
especially in the USA, not only saw themselves as recorders or
reporters, but wrote for newspapers and indeed were or had been
newspapermen: Ernest Hemingway (1899-1961), Theodore Dreiser
(1871-1945), Sinclair Lewis (1885-1951). 'Reportage' - the term
first appears in French dictionaries in 1929 and in English ones in
1931 - became an accepted genre of socially-critical literature and
visual presentation in the 1920s, largely under the influence of the
Russian revolutionary avant-garde who extolled fact against the pop
entertainment which the European Left had always condemned as the
people's opium. The Czech communist journalist Egon Erwin Kisch, who
gloried in the name of 'Reporter in a Rush' (Der rasende Reporter,
1925, was the title of the first of a series of his reportages)
seems to have given the term currency in central Europe. It spread,
mainly via the cinema, through the Western avant-garde. Its origins
are clearly visible in the sections headed* 'Newsreel' and 'the
Camera Eye' - an allusion to the avant-garde film documentarist
Dziga Vertov - with which the narrative is intercut in John Dos
Passos' (1896— 1970) trilogy USA, written in that novelist's
Left-wing period. In the hands of the avant-garde Left 'documentary
film' became a self-conscious movement, but in the 1930s even the
hard-headed professionals of the news and magazine business claimed
a higher intellectual and creative status by upgrading some movie
newsreels, usually undemanding space-fillers, into the more
grandiose 'March of Time' documentaries, and borrowing the technical
innovations of the avant-garde photographers as pioneered in the
communist AIZ of the 1920s to create a golden age of the
picture-magazine: Life in the USA, Picture Post in Britain, Vu in
France. However, outside the Anglo-Saxon countries it only began to
flourish massively after the Second World War.
The new photo-journalism owed its
merits not only to the talented men - even some women - who
discovered photography as a medium, to the illusory belief that 'the
camera cannot lie', i.e. that it somehow represented 'real' truth,
and to the technical improvements that made unposed pictures easy
with the new miniature cameras (the Leica launched in 1924), but
perhaps most of all to the universal dominance of the cinema. Men
and women learned to see reality through camera lenses. For while
there was growth in the circulation of the printed word (now also
increasingly interwoven with rotogravure photos in the tabloid
press), it lost ground to the film. The Age of Catastrophe was the
age of the large cinema screen. In the late 1930s for every British
person who bought a daily newspaper, two bought a cinema ticket
(Stevenson, pp. 396, 403). Indeed, as depression deepened and the
world was swept by war, Western cinema attendances reached their
all-time peak.
In the new visual media,
avant-garde and mass arts fertilized one another. Indeed, in the old
Western countries the domination of the educated strata and a
certain elitism penetrated even the mass medium of film, producing a
golden age for the German silent film in the Weimar era, for the
French sound film in the 1930s, and for the Italian film as soon as
the blanket of fascism which covered its talents had been lifted. Of
these perhaps the populist French cinema of the 1930s was most
successful in combining what intellectuals wanted from culture with
what the larger public wanted from entertainment. It was the only
highbrow cinema which never forgot the importance of the story,
especially about love and crime, and the only one capable of making
good jokes. Where the avant-garde (political or artistic) had its
own way entirely, as in the documentary movement or agitprop art,
its work rarely reached beyond small minorities.
However, the avant-garde input is
not what makes the mass arts of the period significant. It is their
increasingly undeniable cultural hegemony even though, as we have
seen, outside the USA they still had not quite escaped from the
supervision of the educated. The arts (or rather entertainments)
which became dominant were those aimed at the broadest masses rather
than at the large, and growing, middle-class and lower-middle class
public with traditional tastes. These still dominated the European
'boulevard' or 'West End' stage or its equivalents, at least until
Hitler dispersed the manufacturers of such products, but their
interest is slight. The most interesting development in this
middlebrow region was the extraordinary, explosive growth of a genre
that had shown some signs, of life before 1914, but no hint of its
subsequent triumphs: the detective puzzle story, now mainly written
at book-length. The genre was primarily British - perhaps a tribute
to A. Conan Doyle's Sherlock Holmes, who became internationally
known in the 1890s - and, more surprisingly, largely female or
academic. Its pioneer, Agatha Christie (1891-1976) remains a
bestseller to this day. The international versions of this genre
were still largely, and evidently, inspired by the British model,
i.e. they were almost exclusively about murder treated as a parlour
game requiring some ingenuity, rather like the high-class crossword
puzzles with enigmatic clues which were an even more exclusively
British speciality. The genre is best seen as a curious invocation
to a social order threatened but not yet breached. Murder, which now
became the central, almost the only crime to mobilize the detective,
irrupts into a characteristically ordered environment - the country
house, or some familiar professional milieu - and is traced to one
of those rotten apples which confirm the soundness of the rest of
the barrel. Order is restored through reason as applied to the
problem by the detective who himself (he was still overwhelmingly
male) represents the milieu. Hence perhaps the insistence on the
private investigator, unless the policeman himself is, unlike most
of his kind, a member of the upper and middle classes. It was a
deeply conservative, though still self-confident genre, unlike the
contemporary rise of the more hysterical secret agent thriller (also
mainly British), a genre with a great future in the second half of
the century. Its authors, men of modest literary merits, often found
a suitable metier in their country's secret service.(The literary
ancestors of the modern 'hard-boiled' thriller or 'private eye'
story were much more demotic. Dashiell Hammett (1894-1961) began as
a Pinkerton operative and published in pulp magazines. For that
matter the only writer to turn the detective story into genuine
literature, the Belgian Georges Simenon (1903-89), was an autodidact
hack writer.)
By 1914 mass media on the modern
scale could already be taken for granted in a number of Western
countries. Nevertheless, their growth in the age of cataclysms was
spectacular. Newspaper circulation in the USA rose much faster than
population, doubling between 1920 and 1950. By that time something
between 300 and 350 papers were sold for every 1,000 men, women and
children in the typical 'developed' country, though the
Scandinavians and Australians consumed even more newsprint, and the
urbanized British, possibly because their press was national rather
than localized, bought an astonishing six hundred copies per
thousand of the population (UN Statistical Yearbook, 1948). The
press appealed to the literate, although in countries of mass
schooling it did its best to satisfy the incompletely literate by
means of pictures and comic strips, not yet admired by the
intellectuals, and by developing a highly-coloured,
attention-grabbing, pseudo-demotic idiom avoiding words of too many
syllables. Its influence on literature was not negligible. The
cinema, on the other hand, made small demands on literacy, and after
it learned to talk in the late 1920s, practically none on the
English-speaking public.
However, unlike the press, which
in most parts of the world interested only a small elite, films were
almost from the start an international mass medium. The abandonment
of the potentially universal language of the silent film with its
tested codes for cross-cultural communication probably did much to
make spoken English internationally familiar and thus helped to
establish the language as the global pidgin of the later twentieth
century. For, in the golden age of Hollywood, films were essentially
American — except in Japan, where about as many full-size movies
were made as in the USA. As for the rest of the world, on the eve of
the Second World War Hollywood produced about as many films as all
other industries combined, even if we include India which already
produced about 170 a year for an audience as large as Japan's and
almost as large as the USA's. In 1937 it turned out 567 films, or
rather more than ten a week. The difference between the hegemonic
capacity of capitalism and bureaucratized socialism is that between
this figure and the forty-one films the USSR claimed to have
produced in 1938. Nevertheless, for obvious linguistic reasons, so
extraordinary a global predominance of a single industry could not
last. In any case it did not survive the disintegration of the
'studio system' which reached its peak in this period as a machine
for mass-producing dreams, but collapsed shortly after the Second
World War.
The third of the mass media was
entirely new: radio. Unlike the other two, it rested primarily on
the private ownership of what was still a sophisticated piece of
machinery, and was thus confined essentially to the comparatively
prosperous 'developed' countries. In Italy the number of radio sets
did not exceed that of automobiles until 1931 (Isola, 1990). The
greatest densities of radio-sets were to be found, on the eve of the
Second World War, in the USA, Scandinavia, New Zealand and Britain.
However, in such countries it advanced at a spectacular rate, and
even the poor could afford it. Of Britain's nine million sets in
1939, half had been bought by people earning between £2.5 and £4 per
week - a modest income - and another two million by people earning
less than this (Briggs, II, p. 254). It is perhaps not surprising
that the radio audience doubled in the years of the Great Slump,
when its rate of growth was faster than before or later. For radio
transformed the life of the poor, and especially of housebound poor
women, as nothing else had ever done. It brought the world into
their room. Henceforth the loneliest need never again be entirely
alone. And the entire range of what could be said, sung, played or
otherwise expressed in sound, was now at their disposal. Is it
surprising that a medium unknown when the First World War ended had
captured ten million households in the USA by the year of the stock
exchange crash, over twenty-seven millions by 1939, over forty
millions by 1950?
Unlike film, or even the
revolutionized mass press, radio did not transform the human ways of
perceiving reality in any profound way. It did not create new ways
of seeing or establishing relations between sense impressions and
ideas (see Age of Empire). It was merely the medium, not the
message. But its capacity for speaking simultaneously to untold
millions, each of whom felt addressed as an individual, made it an
inconceivably powerful tool of mass information and, as both rulers
and salesmen immediately recognized, for propaganda and
advertisement. By the early 1930s the President of the USA had
discovered the potential of the radio 'fireside chat', and the king
of Britain that of the royal Christmas broadcast (1932 and 1933
respectively). In the Second World War, with its endless demand for
news, radio came into its own as a political instrument and as a
medium of information. The number of radio sets in continental
Europe increased substantially in all countries except some of the
worst victims of battle (Briggs, III, Appendix C). In several cases
it doubled or more than doubled. In most of the non-European
countries the rise was even steeper. Commerce, though from the start
it ruled the airwaves over the USA, had a harder conquest elsewhere,
since by tradition governments were reluctant to give up control
over so powerful a medium for influencing citizens. The BBC
maintained its public monopoly. Where commercial broadcasting was
tolerated, it was nevertheless expected to defer to the official
voice.
It is difficult to recognize the
innovations of radio culture, since so much that it pioneered has
become part of the furniture of everyday life -the sports
commentary, the news bulletin, the celebrity guest show, the soap
opera, or indeed the serial programme of any kind. The most profound
change it brought was simultaneously to privatize and to structure
life according to a rigorous timetable, which henceforth ruled not
only the sphere of labour but that of leisure. Yet curiously this
medium - and, until the rise of video and VCR its successor,
television -though essentially centered on individual and family,
created its own public sphere. For the first time in history people
unknown to each other who met knew what each had in all probability
heard (or, later, seen) the night before: the big game, the
favourite comedy show, Winston Churchill's speech, the contents of
the news bulletin.
The art most significantly
affected by radio was music, since it abolished the acoustic or
mechanical limitations on the range of sounds. Music, the last of
the arts to break out of the bodily prison that confines oral
communication, had already entered the era of mechanical
reproduction before 1914 with the gramophone, although this was
hardly yet within reach of the masses. The years between the wars
certainly brought both gramophones and records within the range of
the masses, though the virtual collapse of the record-market for
'race records', i.e. typical poor people's music during the American
slump, demonstrates the fragility of this expansion. Yet the record,
though its technical quality improved after about 1930 had its
limits, if only of length. Moreover, its range depended on its
sales. Radio, for the first time, enabled music to be heard at a
distance at more than five minutes' unbroken length, and by a
theoretically limitless number of listeners. It thus became both a
unique popularizer of minority music (including classical music) and
by far the most powerful means for selling records, as indeed it
still remains. Radio did not change music - it certainly affected it
less than the theatre or the movies, which also soon learned to
reproduce sound - but the role of music in contemporary life, not
excluding its role as aural wallpaper for everyday living, is
inconceivable without it.
The forces which dominated the
popular arts were thus primarily technological and industrial:
press, camera, film, record and radio. Yet since the later
nineteenth century an authentic spring of autonomous creative
innovation had been visibly welling up in the popular and
entertainment quarters of some great cities (see Age of Empire). It
was far from exhausted, and the media revolution carried its
products far beyond their original milieus. Thus the Argentine tango
formalized, and especially amplified from dance into song, probably
reached its peak of achievement and influence in the 1920s and
1930s, and when its greatest star Carlos Gardel (1890-1935) died in
an air crash in 1935, he was mourned all over Spanish America, and
(thanks to records) turned into a permanent presence. The samba,
destined to symbolize Brazil as the tango did Argentina, is the
child of the democratization of the Rio carnival in the 1920s.
However, the most impressive and, in the long run, influential
development of this sort was the development of jazz in the USA,
largely under the impact of the migration of Negroes from the
southern states to the big cities of middle west and north-east: an
autonomous art music of professional (mainly black) entertainers.
The impact of some of these
popular innovations or developments was as yet restricted outside
their native milieus. It was also as yet less revolutionary than it
became in the second half of the century, when - to take the obvious
example — an idiom directly derived from the American Negro blues
became, as rock-and-roll, a global language of youth culture.
Nevertheless, though — with the exception of film - the impact both
of mass media and popular creation was more modest than it became in
the second half of the century (this will be considered below); it
was already enormous in quantity and striking in quality, especially
in the USA which began to exercise an unchallengeable hegemony in
these fields, thanks to its extraordinary economic preponderance,
its firm commitment to commerce and democracy and, after the Great
Slump, the influence of Rooseveltian populism. In the field of
popular culture the world was American or it was provincial. With
one exception, no other national or regional model established
itself globally, though some had substantial regional influence (for
instance, Egyptian music within the Islamic world) and an occasional
exotic touch entered global commercial popular culture from time to
time, as in the Caribbean and Latin American components of
dance-music. The unique exception was sport. In this branch of
popular culture - and who, having seen the Brazilian team in its
days of glory will deny it the claim to art? - US influence remained
confined to the area of Washington's political domination. As
cricket is played as a mass sport only where once the Union Jack
flew, so baseball made little impact except where US marines had
once landed. The sport the world made its own was association
football, the child of Britain's global economic presence, which had
introduced teams named after British firms,or composed of expatriate
Britons (like the Sao Paulo Athletic Club) from the polar ice to the
Equator. This simple and elegant game, unhampered by complex rules
and equipment, and which could be practised on any more or less flat
open space of the required size, made its way through the world
entirely on its merits and, with the establishment of the World Cup
in 1930 (won by Uruguay) became genuinely international.
And yet, by our standards, mass
sports, though now global, remained extraordinarily primitive. Their
practitioners had not yet been absorbed by the capitalist economy.
The great stars were still amateurs, as in tennis (i.e. assimilated
to traditional bourgeois status), or professionals paid a wage not
all that much higher than a skilled industrial worker's, as in
British football. They had still to be enjoyed face-to-face, for
even radio could only translate the actual sight of the game or race
into the rising decibels of a commentator's voice. The age of
television and sportsmen paid like filmstars was still a few years
away. But, as we shall see not all that many.