There was no intermission following the piece. After the applause
faded, the auditorium filled with a pregnant pause. A few more
percussionists crammed into the pit. The string players dutifully
retuned their instruments. When they were finished, the conductor,
Pierre Monteux, moved his baton to the ready position. He pointed to
the bassoon player. The Rite had begun.
At first, The Rite is seductively easy.
The tremulous bassoon, playing in its highest register (it sounds
like a broken clarinet), echoes an old Lithuanian folk melody. To
the innocent ear, this lilting tune sounds like a promise of warmth.
Winter is over. We can hear the dead ground giving way to an
arpeggio of green buds.
But spring, as T. S. Eliot pointed out, is also
the crudest time. No sooner do lilacs emerge than the sweeping
dissonance of Stravinsky's orchestral work begins, like "the immense
sensation that all things experience at the moment when Nature
renews its forms." In one of music's most brutal transitions,
Stravinsky opens the second section of his work with a monstrous
migraine of sound. Though the music has just started, Stravinsky is
already relishing the total rejection of our expectations.
Stravinsky called this section "The Augurs of Spring."
The "Augurs" don't augur well. Within seconds,
the bassoon's flowery folk tunes are paved over by an epileptic
rhythm, the horns colliding asymmetrically against the ostinato. All
of spring's creations are suddenly hollering for attention. The
tension builds and builds and builds, but there is no vent. The
irregular momentum is merciless, like the soundtrack to an
apocalypse, the beat building to a fatal fortissimo.
This was when the audience at the premiere began
to scream. The Rite had started a riot.
Once the screaming began, there was no stopping
it. After being pummelled by the "Augurs" chord, the bourgeoisie
began brawling in the aisles. Old ladies attacked young aesthetes.
Insults were hurled at ballerinas. The riot got so loud that Monteux
could no longer hear what he was conducting. The orchestra
disintegrated into a cacophony of confused instruments. Musical
dissonance was usurped by real dissonance. The melee incensed
Stravinsky. His art was being destroyed by an idiotic public. His
face etched with anger, Stravinsky fled from his seat and ran
backstage.
In the wings was Diaghilev, frantically switching
the houselights on and off, on and off. The strobe effect only added
to the madness. Vaslav Nijinsky, the ballet's choreographer, was
just off the stage, standing on a chair and shouting out the beat to
the dancers. They couldn't hear him, but it didn't matter. After
all, this dance was about the absence of order. Like the music,
Nijinsky's choreography was a self-conscious rejection of his art.
The refined, three-dimensional shapes of the academic ballet, the
discrete positioning of the arms and legs, the balloon, the sensuous
embraces, the turned-out feet, the tutus all of dance's traditions
were ridiculed. Under Nijinsky's direction, the audience saw only
the dancers' profiles, their bodies hunched over, their heads
hanging down, their turned-in feet hammering the wooden stage. The
dancers later said the dance jarred their organs. It was a ballet as
furiously new as the music.
The Parisian police eventually arrived. They only
caused more chaos. Gertrude Stein described the scene: "We could
hear nothing . . . The dancing was very fine and that we could see
although our attention was constantly distracted by a man in the box
next to us flourishing his cane, and finally, in a violent
altercation with an enthusiast in the box next to him, his cane came
down and smashed the opera hat the other had just put on in
defiance. It was all incredibly fierce." The furore didn't end until
the music stopped.
If there was any consolation from the violence
that night, it was the publicity. Stravinsky's orchestral work was
the talk of the town. He was suddenly cooler than Colette.
Stravinsky would later remember the night as bittersweet. No one had
heard his art, but he had become a genuine celebrity, the icon of
the avant-garde. When the performance was over and the theatre was
empty, Diaghilev said only one thing to Stravinsky: "Exactly what I
wanted."
Why did the crowd riot that night? How could a
piece of music move a crowd to violence? This is The Rites
secret. For the audience, Stravinsky's new work was the sound of
remorseless originality. The crowd was expecting more Chopin. What
they got instead was the gory birth of modern music.
The source of this pain is literally visible in
the score. Stutterings of notes fill page after page. Densities of
black, clots of sound. Pure, painful sonority, interrupted only by
some spooky clarinet solo off in the distance. Even the
instrumentation of The Rite insults the symphonic tradition.
Stravinsky ignored the string instruments, the workhorse of the
romantic composer. He found their fragile sound too much like a
human voice. He wanted a symphonic sound without people, the sound
of music "before the arising of Beauty." [How painful is The
Rite? Zelda and F. Scott Fitzgerald used to make their dinner
guests choose between listening to a scratchy recording of The
Rite or looking at photographs of mutilated soldiers.
Apparently, they thought the two experiences were roughly
equivalent.]
Stravinsky created this effect by conceding
nothing to his audience. He disfigured its traditions and dismantled
its illusions. While the crowd at the premiere assumed that beauty
was immutable some chords were just more pleasing than others
Stravinsky knew better. An instinctive modernist, he realized that
our sense of prettiness is malleable, and that the harmonies we
worship and the tonic chords we trust are not sacred. Nothing is
sacred. Nature is noise. Music is nothing but a sliver of sound that
we have learned how to hear. With The Rite, Stravinsky
announced that it was time to learn something new.
This faith in our mind's plasticity our ability
to adapt to new kinds of music was Stravinsky's enduring insight.
When he was first composing The Rite, in Switzerland, testing
out its dissonant chords on his piano, a young neighbourhood boy got
into the habit of yelling, "That's wrong!" at his window. Stravinsky
just shrugged. He knew the brain would eventually right his
wrongness. The audience would adapt to his difficult notes and
discover the beauty locked inside his art. As neuroscience now
knows, our sense of sound is a work in progress. Neurons in the
auditory cortex are constantly being altered by the songs and
symphonies we listen to. Nothing is difficult forever.
The Birth of Dissonance
Igor Stravinsky was born in 1882, the third son
of minor nobles. His father was a St. Petersburg opera singer.
Although his family insisted that he go to law school, Stravinsky
hated law. The legal system embodied everything he found tedious:
rules, forms, judges. Suffering through his classes, the young Igor
steeped himself in angst. He would later describe his childhood "as
a period of waiting for the moment when I could send everyone and
everything connected with it to hell."
That moment arrived when his father died. Igor
was now free to quit law school. He quickly joined the music academy
of Nikolai Rimsky-Korsakov, the only important teacher he would ever
have. Like the mature Stravinsky, who made modern symphonies by
recycling old folk tunes, Korsakov was a composer defined by his
contradictions. He was a Russian nationalist who loved German music,
a czarist with a soft spot for the fin-de-siecle.
At the conservatory in St. Petersburg, Korsakov
indoctrinated Igor into the anxiety of the modern composer. The
problem facing modern music, Korsakov said, was simple: orchestral
music had become boring. Wagner's vaunted ambition had been largely
replaced by cheerful pastiche, most of it written for the ballet.
(In his typical fashion, Wagner blamed this trend on the Jews.) Even
more worrying, the modernist revolution seemed to be leaving
composers behind. Painters were busy discovering abstraction, but
music was already abstract. Poets were celebrating symbolism, but
music had always been symbolic. Music could get no grander than
The Ring Cycle and no more precise than Bach. The modern
composer was trapped by the past. For this reason, the revolution in
sound would have to begin with an act of deconstruction. As Wagner
had declared half a century earlier when he embarked on his own
violent renovation of musical style, "Works of art cannot be created
at present, they can only be prepared for by means of revolutionary
activity, by destroying and crushing everything that is worth
destroying and crushing." [It was often said at the time that the
riot for The Rite was the worst musical riot since 1861, when
an audience screamed at Wagner's Tannhaiiser. After the
debacle on his own opening night, Stravinsky consoled himself with
this fact: "They hissed Wagner at forty-five years of age. I am only
thirty-five. I too shall witness my triumph before I die" (Kelly,
299). f A triad consists of a root note, a note that is a third
above the root, and a note that is a third above that note. For
example, the triad of C consist of the notes C-E-G. This follows
directly from the octave of the C major scale, which is
C-D-E-F-G-A-B-C.]
The modernist coup d'ιtat occurred in 1908, when
Arnold Schoenberg decided to abandon the structure of classical
music. As an act of aesthetic revolt, this was equivalent to a
novelist abandoning plot. Before Schoenberg, every symphony followed
a few simple rules. First, the composer introduced the tonic triad,
a chord of three notes, f This chord was the invisible center of the
music, the gravitational force that ordered its unfolding. Next, the
composer carefully wandered away from the tonic triad, but never too
far away. (The greater the acoustic distance from the tonic, the
greater the dissonance, and too much dissonance was considered
impolite.) The music always concluded with the tonic's triumphant
return, the happy sound of a harmonic ending. Schoenberg found this
form suffocating. He wanted the structure of his music to reflect
his own expressive needs and not the stuffy habits of some "mediocre
kitschmonger." He began daydreaming of "the day when dissonance will
be emancipated," when the symphony would be set free from the easy
cliches of the eight-notescale. "If I must commit artistic suicide,"
Schoenberg said, "then I must live by it."
This suicide by atonality finally happened in the
middle of Schoen-berg's String Quartet no. 2 in F-sharp Minor,
written in 1908. The quartet is a study of tonal entropy: we hear
the slow decay of the F-sharp minor key. By the third movement of
the string quartet, about the time a soprano begins to sing, "I am
only a roaring of a prophetic voice," the tonal structure has been
completely obliterated. No single harmonic endures for more than a
few flirtatious seconds. The work as a whole is guided only by its
parts. Classical music has been deconstructed.
In the program that night, Schoenberg tried to
explain the logic behind his "pandemonium." He needed freedom from
form because musical form had ceased to mean anything. "The
overwhelming multitude of dissonances" could no longer be suppressed
or censored. Schoenberg was finished following everyone else's
rules. It was time to write his own.
When Stravinsky first heard Schoenberg, he
immediately recognized the older musician's importance. A line had
been crossed. The composer was now free to express anything,
even ugly things. Stravinsky wrote in an early letter, "Schoenberg
is one of the greatest creative spirits of our era."
The Viennese public did not agree. Even before
Schoenberg completely abandoned tonality, his compositions stretched
the limits of good taste. His riff on Wagner, Verkldrte Nacht
(Transfigured Night), written in the 1890s, was banned by a
Viennese musical society because it contained an unknown dissonance.
The prim society didn't realize that Schoenberg was only
interested in unknown sounds. If a dissonant sound was known, then
it wasn't dissonant enough. Schoenberg liked to use chemistry as a
metaphor for his music, a science in which tiny alterations can
create an inordinately potent chemical. "One atom of hydrogen more,
one less of carbon," Schoenberg wrote, "changes an uninteresting
substance into a pigment or even an explosive."
By 1913 the year of The Rite
Schoenberg had discovered how to make musical dynamite. His art
wasn't just atonal; it was painfully atonal. During a concert
performance of his Chamber Symphony no. 1, opus 9, just two months
before the premiere of The Rite, the fragile relationship
between the composer and his public finally imploded. Schoenberg's
audience rebelled against his newness, screaming at the stage and
forcing the police to be called and the program to be cancelled.
[They were also sounding off against Alban Berg's Altenberglieder
and Uber die Grenzen {Beyond the Bounds), in which the
twelve tones of the chromatic scale were sounded simultaneously.
Berg was a student of Schoenberg, and Schoenberg was conducting the
music that night.} Doctors declared, on behalf of traumatized
listeners, that his atonality caused emotional and psychic distress.
The tabloids were filled with headlines about lawsuits and
fistfights. Schoenberg was unrepentant: "If it is art, it is not for
all, and if it is for all, it is not art."]
Petrushka was Stravinsky's first major work
to follow in the brazen path of Schoenberg's avant-garde. But
Stravinsky, unlike Schoenberg, did not undermine tonality by erasing
it. He worried that atonality was too stifling, and that Schoenberg,
with all his "rationalism and rules," might end up becoming "a
dolled-up Brahms." Instead, Stravinsky decided to torment his
audience by making it overdose on tonality. In Petrushka,
a Diaghilev ballet about a puppet who comes to life, Stravinsky
took two old folk melodies and set them against each other, like
wind-up dolls. As a result, the music is bitonal, unfolding in two
keys (F-sharp major, which is almost all black keys, and C major,
which is all white keys) simultaneously. The result is unresolved
ambiguity, the ironic dissonance of too much consonance. The ear
must choose what to hear.
Waves of Noise
Our sense of sound begins when a sound wave,
hurtling through space at 1,100 feet per second, collides with the
eardrum. This shudder moves the tiniest three bones in the body, a
skeleton locked inside the ear, pressing them against the
fluid-filled membranes of the cochlea. That fluid transforms the
waves of compressed air into waves of salty liquid, which in turn
move hair cells (so named because they look like microscopic
bristles). This minute movement opens ion channels, causing the
cells to swell with electricity. If the cells are bent at a sharp
enough angle for long enough, they fire an electrical message onward
to the brain. Silence is broken. Sound has begun.
The cochlea is quilted with 16,000 of these
neurons. In a noisy world, they are ceaselessly being bent. The air
is filled with vibrations, and every vibration reverberates inside
the echo chamber of the ear. (Hair cells are sensitive to sounds of
atomic dimensions. We can literally hear Brownian motion, the random
jostle of atoms.) But how, out of this electrical cacophony, do we
ever hear a coherent sound?
The answer is anatomical. Hair cells are arranged
like the keys on a piano. On one end, they are tuned to respond to
high-frequency sounds, while at the other end they are bent by the
throb of low frequencies. When a scale is played, the hair cells
mirror the escalating notes. They sway in time with the music,
deftly translating the energy of noise into a spatial code of
electricity.
And while every sound starts as a temporary
pattern of hair cells, that's only the beginning of listening. In
the time it takes to play a sixteenth note, the sensory rumors heard
by the ear are rehearsed again and again inside the brain.
Eventually, the sound reaches the primary auditory cortex, where
neurons are designed to detect specific pitches. Instead of
representing the full spectrum of sound waves vibrating inside the
ear, the auditory cortex focuses on finding the note amid the noise.
We tune out the cacophony we can't understand. (This is why we can
recognize a single musical pitch played by different instruments.
Although a trumpet and violin produce very different sound waves, we
are designed to ignore these differences. All we care about is the
pitch.) When these selective neurons in the auditory cortex become
excited, the vague shudders of air finally become a musical note.
But a work of music is not simply a set of
individual notes arranged in time. Music really begins when the
separate pitches are melted into a pattern. This is a consequence of
the brain's own limitations. Music is the pleasurable overflow of
information. Whenever a noise exceeds our processing abilities we
can't decipher all the different sound waves hitting our hair cells
the mind surrenders. It stops trying to understand the individual
notes and seeks instead to understand the relationships between
the notes. The human auditory cortex pulls off this feat by
using its short-term memory for sound (in the left posterior
hemisphere) to uncover patterns at the larger level of the phrase,
motif, and movement. This new approximation lets us extract order
from all these notes haphazardly flying through space, and the
brain is obsessed with order. We need our sensations to make sense.
It is this psychological instinct this
desperate neuronal search for a pattern, any pattern that is the
source of music. When we listen to a symphony, we hear a noise in
motion, each note blurring into the next. The sound seems
continuous. Of course, the physical reality is that each sound
wave is really a separate thing, as discrete as the notes written in
the score. But this isn't the way we experience the music. We
continually abstract on our own inputs, inventing patterns in order
to keep pace with the onrush of noise. And once the brain finds a
pattern, it immediately starts to make predictions, imagining what
notes will come next. It projects imaginary order into the future,
transposing the melody we have just heard into the melody we expect.
By listening for patterns, by interpreting every note in terms of
expectations, we turn the scraps of sound into the ebb and flow of a
symphony.
The Tension of Emotion
The structure of music reflects the human brain's
penchant for patterns. Tonal music (that is, most baroque,
classical, and romantic music) begins by establishing a melodic
pattern by way of the tonic triad. This pattern establishes the key
that will frame the song. The brain desperately needs this
structure, as it gives it a way to organize the ensuing tumult of
notes. A key or theme is stated in a mnemonic pattern, and then it
is avoided, and then it returns, in a moment of consonant repose.
But before a pattern can be desired by the brain,
that pattern must play hard to get. Music only excites us when it
makes the auditory cortex struggle to uncover its order. If the
music is too obvious, if its patterns are always present, it is
annoyingly boring. This is why composers introduce the tonic note in
the beginning of the song and then studiously avoid it until the
end. The longer we are denied the pattern we expect, the greater the
emotional release when the pattern returns, safe and sound. The
auditory cortex rejoices. It has found the order it has been looking
for.
To demonstrate this psychological principle, the
musicologist Leonard Meyer, in his classic book Emotion and
Meaning in Music (1956), analyzed the fifth movement of
Beethoven's String Quartet in C-sharp Minor, opus 131. Meyer wanted
to show how music is defined by its flirtation with but not
submission to expectations of order. He dissected fifty
measures of Beethoven's masterpiece, showing how Beethoven begins
with the clear statement of a rhythmic and harmonic pattern and
then, in an intricate tonal dance, carefully avoids repeating it.
What Beethoven does instead is suggest variations of the pattern. He
is its evasive shadow. If E major is the tonic, Beethoven plays
incomplete versions of the E major chord, always careful to avoid
its straight expression. He preserves an element of uncertainty in
his music, making our brains beg for the one chord he refuses to
give us. Beethoven saves that chord for the end.
According to Meyer, it is the suspenseful tension
of music (arising out of our unfulfilled expectations) that is the
source of the music's feeling. While earlier theories of music
focused on the way a noise can refer to the real world of images and
experiences (its con-no tative meaning), Meyer argued that the
emotions we find in music come from the unfolding events of the
music itself. This "embodied meaning" arises from the patterns the
symphony invokes and then ignores, from the ambiguity it creates
inside its own form. "For the human mind," Meyer wrote, "such states
of doubt and confusion are abhorrent. When confronted with them, the
mind attempts to resolve them into clarity and certainly." And so we
wait, expectantly, for the resolution of E major, for Beethoven's
established pattern to be completed. This nervous anticipation, says
Meyer, "is the whole raison d'etre of the passage, for its purpose
is precisely to delay the cadence in the tonic." The uncertainty
makes the feeling. Music is a form whose meaning depends upon its
violation.
Stravinsky's music is all violation. While
the cultured public thought music was just a collection of consonant
chords played in neat meter, Stravinsky realized that they were
wrong. Pretty noises are boring. Music is only interesting when it
confronts us with tension, and the source of tension is conflict.
Stravinsky's insight was that what the audience really wanted was to
be denied what it wanted.
The Rite was the first symphonic work to
express this antagonistic philosophy. Stravinsky anticipated the
anticipations of his audience and then refused them every single
one. He took the standard springtime song and made art out of its
opposite. Dissonance never submits to consonance. Order does not
defeat disorder. There is an obscene amount of tension, but it never
gets resolved. Everything only gets worse. And then it ends.
To our sensitive nerves, such a musical work
feels like an affront. The brain an organ of synaptic habit is
hopelessly frustrated. We begin identifying with the violent
sacrificial dance on stage. This was Stravinsky's intention: his
music was a blatant provocation. Needless to say, it worked. But
why? How did Stravinsky engineer so much agony into his art?
The answer to this question returns us to the
idea of order. Although music begins with our predilection for
patterns, the feeling of music, as Meyer noted, begins when
the pattern we imagine starts to break down. The Rite, of
course, is one long breakdown. Stravinsky didn't just invent some
new musical patterns; he insisted on murdering our old ones. He
introduced fragments of folk songs, then destroyed them with a
gunshot of chromatic bullets. He took the big sonoric brushstrokes
of major chords and put them through a cubist machine. Strauss is
punked, Wagner is inverted, Chopin is mocked. Classicism is made
cynical.
The sadistic newness of The Rite's
patterns, its stubborn refusal to conform to our learned
expectations, is the dirty secret of its discontent. By disobeying
every rule we think we know, Stravinsky forces us to confront the
fact that we have expectations, that the mind anticipates
certain types of order, followed by certain types of release. But in
The Rite, these expectations are rendered useless. We do not
know what note will come next. And this makes us angry.
The emotions generated by musical tension a
tension taken to grotesque heights by Stravinsky throb throughout
the body. As soon as the orchestra starts to play, the flesh
undergoes a range of changes. The pupils dilate, pulse and blood
pressure rise, the electrical conductance of the skin lowers, and
the cerebellum, a brain region associated with bodily movement,
becomes unusually active. Blood is even redirected to the leg
muscles. (As a result, we begin tapping our feet in time with the
beat.) Sound stirs us at our biological roots. As Schopenhauer
wrote, "It is we ourselves who are tortured by the strings."
Stravinsky, of course, knew exactly how to raise
our blood pressure. At first glance, this might seem like a dubious
achievement. Must modern art really be so cruel? Whatever happened
to beauty? But Stravinsky's malevolence was rooted in a deep
understanding of the mind. He realized that the engine of music is
conflict, not consonance. The art that makes us feel is the artthat
makes us hurt. And nothing hurts us like a pitiless symphony.
Why is music capable of inflicting such pain?
Because it works on our feelings directly. No ideas interfere with
its emotions. This is why "all art aspires to the condition of
music." The symphony gives us the thrill of uncertainty the
pleasurable anxiety of searching for a pattern but without the
risks of real life. When we listen to music, we are moved by an
abstraction. We feel, but we don't know why.
Stravinsky the Hipster
Stravinsky originally composed the "Augurs"
section the awful sound that started the riot at a piano. One
hand played the E major chord, and the other hand played the
E-flat-major-seventh chord. He beat these sounds into the ivory and
ebony keys, the rhythm, as insistent as an alarm clock. To this
headache he added some syncopated accents. The terror now had a
groove. When Diaghilev first heard the "Augurs" section, he asked
Stravinsky a single question: "How long will it go on like that?"
Stravinsky's answer: "To the end, my dear." Diaghilev winced.
The irony is that the terrible beauty of the
"Augurs" chord is not really dissonant. The sound is actually
composed of classic tonal chords set against each other, in
dissonant conjunction. Stravinsky melts together two separate
harmonic poles, which has a short-circuiting effect. The ear hears
shards of harmony (E, E-fiat, C), but the brain can't fit the shards
together. How come?
Because the sound is new. Stravinsky
electrified the familiar. Never before in the history of music had a
composer dared to confront us with this particular shiver of
compressed air, played with this kind of naked staccato. The brain
is befuddled, its cells baffled. We have no idea what this sound
is, or where it might go, or what note will come next.
We feel the tension, but we can't imagine the release. This is
the shock of the new.
Stravinsky worshipped the new. "Very little
tradition lies behind Le Sacre du Printemps," he would later
brag. "And there is no theory. I had only my ear to help me."
Stravinsky believed that music, like nature, required constant
upheaval. If it wasn't original, then it wasn't interesting. As a
result, Stravinsky spent his career constantly reinventing himself,
divvying up his life into distinct stylistic periods. First, there
is Stravinsky the modernist, the musical equivalent of Picasso. When
that got boring, Stravinsky rebranded himself as a satirist of the
baroque. From there, he ventured into minimalism, which morphed into
neoclassicism, which became, at the end of his life, a Schoenbergian-sounding
serialism. There was scarcely an -ism he hadn't explored.
Why didn't Stravinsky stay the same? As Bob
Dylan, another musical chameleon, once remarked, "He not busy being
born is busy dying." Stravinsky's greatest fear was dying the slow
death of predictability. He wanted every one of his notes to vibrate
with surprise, to keep the audience on edge. He believed that sheer
daring as opposed to beauty or truth was "the motive force of
the finest and greatest artist. I approve of daring: I set no limits
to it."
Stravinsky's impudence manifested itself
everywhere in his music. He never met a rhythm he didn't want to
syncopate or a melody he wasn't compelled to mock. But Stravinsky's
urge to unsettle was most evident in his avoidance of the musical
patterns of the past. He knew that over time the dissonance of
newness became consonant. The mind learned how to interpret the
obscure noise. As a result, the symphony ceased to be scary.
Stravinsky himself had nothing against major
chords or the charming patterns of the past. In fact, The Rite
is full of consonant pitches and allusions to old Russian folk
tunes. But Stravinsky needed tension. He wanted his music to seethe
with stress, with the Sturm und Drang of originality. And the only
way to create that kind of music was to create a new kind of music,
a dissonant sound that the audience didn't know. "I have confided to
my orchestra the great fear which weighs on every sensitive soul
confronted with potentialities," Stravinsky wrote in an
introduction to The Rite. It was this sound the fearful
sound of newness without limits, a form that could potentially
become any form that Stravinsky heard in the pubescent
stirrings of spring.
The problematic balancing act, of course, is
being au courant without being incoherent, difficult but not
impossible. Although The Rite was described at its premiere
as an example of pure noise, chaos without cessation, it is actually
an intricate quilt of patterns. Stravinsky was nothing if not
meticulous. But the patterns he wove into The Rite weren't
the usual patterns of Western music. The brain didn't know these
patterns. Stravinsky abjured all conventions, and, in this symphonic
work, created his own system of harmony and rhythm. Take the beat of
the "Augurs" chord, a rhythm that is usually described as arbitrary
and random. It is actually anything but. Stravinsky uses this moment
to suspend melody and harmony, so that all we hear are the dissonant
stabs. He wants us to focus on the source of our pain.
And while the berating beat of the section
pretends to appear abruptly, Stravinsky has carefully prepared us
for its rhythmic throb. Amid the swarming folk melodies of the
introduction, Stravinsky has the violins outline the chord (D-flat,
B-flat, E-flat, B-flat) and the beat (2/4 time), so that when the
actual "Augurs" begins we hear their stuttering accents as either on
or off the beat. Their jarring randomness is framed, which
(ironically) only serves to emphasize their randomness. And while
Stravinsky is busy destabilizing the beat, using the "Augurs" chord
to dismantle the pattern he has just created, he is simultaneously
making us the audience keep the beat steady. He forces us to
project his own peculiar pattern forward in time. In fact, we
quickly realize that we are the only source of steadiness:
the helpful violins have gone silent. Stravinsky has used our
addiction to patterns to give his disorder an order. The order is
our own.
This is the method of The Rite. First,
Stravinsky throws a wrench into our pattern-making process,
deliberately and loudly subverting everything we think we know.
(This is the not-so-subtle purpose of the "Augurs" chord.) Then,
after clearing our heads of classical detritus, Stravinsky forces us
to generate patterns from the music itself, and not from our
preconceived notions of what the music shouldbe like. By
abandoning the conventions of the past, he leaves us with no pattern
but that which we find inside his own ballet music. If we try to
impose an outside pattern onto The Rite, if we try to unlock
its newness using the patterns of Beethoven or Wagner or
Petrushka, those patterns will be hurled back in our faces. Even
when we can recognize Stravinsky's notes, their arrangement confuses
us, for Stravinsky fragments everything. His imagination was a
blender.
All of this novelty leaves us bitterly
disoriented. To find the echo of order in The Rite, we have
to pay exquisite attention. If we fail to listen carefully, if we
tune out its engineered undulations, then the whole orchestra
becomes nothing more than a mutiny of noise. The music disappears.
This is what Stravinsky wanted. "To listen is an effort," he once
said, "and just to hear is no merit. A duck hears also."
But Stravinsky makes it difficult to listen. His
orchestral work is a stampede, and whatever fragile order there is
remains hidden. We hear patterns, but barely. We sense a structure,
but it seems to exist only in our minds. Is this music? we wonder.
Or is this noise? Are these quavers random, or is there a method to
their madness? Stravinsky doesn't stop to answer these questions. He
doesn't even stop to acknowledge that a question has been asked. The
sound just stampedes on.
The sonic result is pure ambiguity, on a
terrifying scale. When Stravinsky said that "Music is, by its very
nature, essentially powerless to express anything at all," he was
alluding to the fact that the epitome of musical expression is
uncertainty. If music is not ambiguous then it expresses nothing,
and if it expresses something then it has only expressed the absence
of certainty. And while many composers before The Rite made a
habit of limiting originality too much newness was too painful
Stravinsky pitilessly ended that aesthetic game. His symphonic music
denies us a consonant climax. It mocks our expectations of a happy
ending. In fact, it mocks all our expectations.
And so, at the exact moment when every other
composer in every other symphony is contemplating the angle of easy
repose the satisfied sound of an orchestra ending with the tonic
Stravinsky decides to kill his virgin with some big timpani drums.
He forces her to dance the impossible dance, giving her a different
beat in every musical bar. The rhythmic patterns fly by in a
schizophrenic babble: 9/8 becomes 5/8, which becomes 3/8, which
abruptly shifts into 2/4-7/4-3/4, and so on. Our cells can sense the
chaos here; we know that this particular wall of sound is
irresolvable. All we can do is wait. This too must end.
Plato's Mistake
What is music? This is the unanswered
question at the center of The Rite. The violent crowd at the
premiere insisted that the symphonic work was nothing but noise.
Whatever music was, this wasn't it. There were limits to newness,
and The Rite had crossed the line.
Stravinsky, of course, believed otherwise. He
said that noise became music "only by being organized, and that such
an organization presupposes a conscious human act." Music, The
Rite of Spring shouts, is man-made, a collection of noises that
we have learned how to hear. That is all.
This was a radically new definition of music.
Ever since Plato, music had been seen as a metaphor for the innate
order of nature. We don't make music, Plato said, we find it.
While reality appears noisy, hidden in the noise is an essential
harmony, "a gift of the Muses." For Plato, this made music a form of
medicine, "an ally in the fight to bring order to any orbit in our
souls that has become unharmonized." The beauty of the C major chord
reflected its rational trembling, which could inspire a parallel
rationality inside us.
Plato took the power of art seriously. He
insisted that music (along with poetry and drama) be strictly
censored inside his imaginary republic. Seduced by the numerical
mysticism of Pythagoras, Plato believed that only consonant musical
pitches since they vibrated in neat geometrical ratios were
conducive to rational thinking, which is when "the passions work at
the direction of reason." Unfortunately, this meant systematically
silencing all dissonant notes and patterns, since dissonance
unsettled the soul. Feelings were dangerous.
At first glance, The Rite of Spring seems
like perfect evidence for Plato's theory of music. Stravinsky's
orchestral dissonance provoked a violent urban riot. This is exactly
why the avant-garde must be banned: it's bad for the republic.
Better to loop some easy elevator music.
But Plato for all of his Utopian insight
misunderstood what music actually is. Music is only feeling.
It always upsets our soul. If we censored every song that
filled people with irrational emotions, then we would have no songs
left to play. And while Plato only trusted those notes that obeyed
his mathematical definition of order, music really begins when that
order collapses. We make art out of the uncertainty.
The Rite shattered many myths, but the myth
Stravinsky took the most pleasure in shattering was the parable of
progress. Stravinsky said, "In music, advance is only in the sense
of developing the instruments of the language." While Plato believed
that music would one day perfectly mirror the harmony of the cosmos
and thus inspire our souls with the pure sound of reason
Stravinsky's symphonies were monuments to the meaninglessness of
progress. In the modernist vision of The Rite, music is
simply a syntax of violated patterns. It doesn't become better over
time, it just becomes different.
Stravinsky's version of progress was borne out by
what happened after the riot. Although that first audience screamed
at the stage, cursing the ballet's bitter abandonment of every known
tradition, The Rite went on to define its own tradition. In
fact, within a few years of its premiere, The Rite was being
performed to standing ovations and Stravinsky was being carried out
of the auditorium on the shoulders of the crowd. Diaghilev joked,
"Our little Igor now needs police escorts out of his concerts, like
a prize-fighter." The same symphony that once caused a violent riot
became the clichιd example of modern music. Audiences were able to
hear its delicate patterns and found the frightening beauty buried
in its undulations. By 1940, Walt Disney used The Rite in the
sound track of Fantasia. The "Augurs" chord was fit for a
cartoon. The stubborn endurance of The Rite was its most
subversive triumph. If Platonists believed that music had a natural
definition, its order a reflection of some mathematical order
outside of us, Stravinsky's symphony forced us to admit that music
is our own creation. There is nothing holy about the symphony: it is
simply some vibrating air that our brains have learned how to
hear.
But how do we learn how to hear music? How does
an oblivion of noise become a classic modern symphony? How does the
pain of The Rite become pleasurable? The answer to these
questions returns us to the brain's unique talent: its ability to
change itself. The auditory cortex, like all our sensory areas, is
deeply plastic. Neuroscience, stealing vocabulary from music, has
named these malleable cells the corticofugal network, after
the fugal form Bach made famous. These contrapuntal neurons feed
back to the very substrate of hearing, altering the specific
frequencies, amplitudes, and timing patterns that sensory cells
actually respond to. The brain tunes its own sense of sound, just as
violinists tune the strings of their instruments.
One of the central functions of the corticofugal
network is what neuroscience calls egocentric selection. When a
pattern of noises is heard repeatedly, the brain memorizes that
pattern. Feedback from higher-up brain regions reorganizes the
auditory cortex, which makes it easier to hear the pattern in the
future. This learning is largely the handiwork of dopamine, which
modulates the cellular mechanisms underlying plasticity.
But what orders the corticofugal feedback? Who is
in charge of our sensations? The answer is experience. While human
nature largely determines how we hear the notes, it is
nurture that lets us hear the music. From the three-minute
pop song to the five-hour Wagner opera, the creations of our culture
teach us to expect certain musical patterns, which over time are
wired into our brain.
And once we learn these simple patterns, we
become exquisitely sensitive to their variations. The brain is
designed to learn by association: if this, then that. Music works by
subtly toying with our expected associations, enticing us to make
predictions and then confronting us with our prediction errors. In
fact, the brainstem contains a network of neurons that responds
only to surprising sounds. When the musical pattern we know is
violated, these cells begin the neural process that ends with the
release of dopamine, the same neurotransmitter that reorganizes the
auditory cortex. (Dopamine is also the chemical source of our most
intense emotions, which helps to explain the strange emotional power
of music, especially when it confronts us with newness and
dissonance.) By tempting us with fragile patterns, music taps into
the most basic brain circuitry.
But dopamine has a dark side. When the dopamine
system is imbalanced, the result is schizophrenia. [While
schizophrenia cannot be reduced to any single anatomical cause, the
dopaminergic hypothesis is neuroscience's most tenable explanation.
According to this theory, many of the symptoms of schizophrenia are
caused by an excess of certain dopamine receptor subtypes,
especially in the mesolimbic-mesocortical dopamine system.] If
dopamine neurons can't correlate their firing with outside events,
the brain is unable to make cogent associations. Schizophrenics have
elaborate auditory hallucinations precisely because their sensations
do not match their mental predictions. As a result, they invent
patterns where there are none and can't see the patterns that
actually do exist.
The premiere of The Rite, with its
methodical dismantling of the audience's musical expectations,
literally simulated madness. By subverting the listeners' dopamine
neurons, it also subverted their sanity. Everything about it felt
wrong. Pierre Monteux, the conductor, said he was convinced that
Stravinsky was a lunatic. During the symphony's lengthy rehearsals
it required twice as many sessions as The Firebird the
violinists denounced The Rite as "schmutzig" (dirty).
Puccini said it was "the work of a madman." The brass musicians
playing the massive fortissimos broke into spontaneous fits of
laughter. Stravinsky took the long view. "Gentlemen, you do not have
to laugh," he drolly told the rehearsing orchestra. "I know what I
wrote."
With time, the musicians came to understand
Stravinsky's method. His creativity was seared into their brains as
their dopamine neuons adjusted to the "Augurs" chord. What once
seemed like a void of noise became an expression of difficult
magnificence. This is the corticofugal system at work. It takes a
dissonant sound, a pattern we can't comprehend, and makes it
comprehensible. As a result, the pain of The Rite becomes
bearable. And then it becomes beautiful.
The corticofugal system has one very interesting
side effect. Although it evolved to expand our minds letting us
learn an infinitude of new patterns it can also limit our
experiences. This is because the corticofugal system is a
positive-feedback loop, a system whose output causes its input to
recur. Think of the microphone placed too close to the speaker, so
that the microphone amplifies its own sound. The resulting loop is a
meaningless screech of white noise, the sound of uninterrupted
positive feedback. Over time, the auditory cortex works the same
way; we become better able to hear those sounds that we have heard
before. This only encourages us to listen to the golden oldies we
already know (since they sound better), and to ignore the difficult
songs that we don't know (since they sound harsh and noisy, and
release unpleasant amounts of dopamine). We are built to abhor the
uncertainty of newness.
How do we escape this neurological trap? By
paying attention to art. The artist is engaged in a perpetual
struggle against the positive-feedback loop of the brain, desperate
to create an experience that no one has ever had before. And while
the poet must struggle to invent a new metaphor and the novelist a
new story, the composer must discover the undiscovered pattern, for
the originality is the source of the emotion. If the art feels
difficult, it is only because our neurons are stretching to
understand it. The pain flows from the growth. As Nietzsche
sadistically declared, "If something is to stay in the memory it
must be burned in; only that which never ceases to hurt stays in the
memory."
This newness, however torturous, is necessary.
Positive-feedback loops, like that shrieking microphone, always
devour themselves. Without artists like Stravinsky who compulsively
make everything new, our sense of sound would become increasingly
narrow. Music would lose its. essential uncertainty. Dopamine would
cease to flow. As a result, the feeling would be slowly drained out
of the notes, and all we would be left with would be a shell of easy
consonance, the polite drivel of perfectly predictable music. Works
like The Rite [Or artists like Bob Dylan, who took folk music
electric, or the Ramones, who punked out rock music ... Musical
history is largely the story of artists who dared to challenge the
expectations of their audiences.] jolt us out of this complacency.
They keep us literally open-minded. If not for the difficulty of the
avant-garde, we would worship nothing but that which we already
know.
This is what Stravinsky knew: music is made by
the mind, and the mind can learn to listen to almost anything. Given
time, even the intransigent Rite would become just another
musical classic, numbing listeners with its beauty. Its strange
patterns would be memorized, and they would cease to hurt. The
knifing chord of the "Augurs" would become dull with use, and all
the meticulously engineered dissonances would fade into a tepid kind
of pulchritude. This was Stravinsky's nightmare, and he knew it
would come true. What separated Stravinsky from his rioting audience
that night was his belief in the limitless possibilities of the
mind. Because our human brain can learn to listen to anything, music
has no cage. All music needs is a violated pattern, an order
interrupted by a disorder, for in that acoustic friction, we
hallucinate a feeling. Music is that feeling. The Rite
ofSpringwas the first symphonic work to celebrate this fact. It
is the sound of art changing the brain.