From
Hayes - Themes in Modern European History
THE
OBSESSION
The search for
explanations of the war which began in 1914 has been
almost obsessive. A reader who commanded a knowledge of
the main European languages could spend a lifetime on
the books and articles which have been produced on the
subject without getting near the end; and the stream
shows no sign of drying up. Why has it mattered so much,
and why has the debate not been stilled by the passage
of time?
One answer
lies in the interests of historians and the nature of
historical study. The coming of war in 1914 presents a
tremendous challenge to historical explanation. The
amount of evidence available is enormous. Historians
have laboured on the subject for more than
three-quarters of a century, using every tool and
approach known to the profession. Students of diplomacy,
military and naval affairs, politics, economics and
society have all made their contribution; so have those
concerned with the human psyche, modes of thought and
states of feeling. The six weeks between the
assassination of Archduke Franz Ferdinand at Sarajevo,
and the British declaration of war on Germany on 4
August, have been subjected to the most minute scrutiny,
with events traced day by day and hour by hour. At the
same time, the underlying forces which may have
influenced men's actions (for example, alliance systems,
arms races, nationalism, imperialism) have been examined
with equal diligence and intensity. With all this
material and effort, it is incumbent upon historians to
produce some results.
But we are far
from dealing merely with the concerns of professional
historians. The war of 1914-18 has weighed heavily on
the minds of western European peoples, not least in
Britain, where it was long (and surely rightly) called
simply the Great War. There has been a profound sense
that the war was a true turning-point in European
history, the
end
of the nineteenth century and the age of progress, and
the beginning of our own catastrophic era. Through the
scale of the fighting and the numbers of casualties, the
war has also left its mark on folk memory, which
persists even though the generation of those directly
involved has almost completely died out. An event of
such magnitude, which left so deep an impression, cries
out for explanation.
There is a
further reason for the obsession with the origins of the
war. Remarkable to relate, the question has never ceased
to be a part of contemporary politics. During the war
itself, the question of its origins was an essential
element in the struggle. Among the belligerents, morale
depended to some degree on a conviction of the Tightness
of one's cause; and appeals for the support of neutrals
(especially the United States) were often based on the
same claims. In the Treaty of Versailles in 1919 a view
of the origins of the war - crudely summed up as German
war guilt - was made the basis for the demand for
reparations to make good the loss and damage suffered
by the victors during the war. For the next few years
the Germans put a great effort into attacking the 'war
guilt' thesis, for reasons which had more to do with
undermining Versailles than with a search for strict
historical truth. At the same time, a great deal of work
was concentrated on how war came about in 1914, with the
understandable objective of preventing the same thing
happening again. The causes of war (not just of a
particular war) were diagnosed so that they could be
eliminated. During the Second World War the political
outlook on the events of 1914 changed, but remained very
much alive. Churchill telegraphed to Roosevelt in the
night of 4—5 August 1941: 'It is twenty-seven years ago
today that the Huns began the last war. We must make a
good job of it this time. Twice ought to be enough.
Views on the conduct of Germany in 1914 - that is, on
the origins of the First World War - were thus closely
connected with the politics of the Second World War.
After that war was over, the question of the continuity
or otherwise of the two World Wars became a part,
especially in West Germany, of the crucial issue as to
whether Hitler and Nazism were a complete aberration in
Germany's history, or were part of an essential
continuum. The same question is far from being forgotten
in 1992, when the views of many people on the
unification of Germany are coloured by opinions as to
whether or not Germany began the wars of 1914 and 1939.
The problem of
the origins of the war of 1914 has thus remained
politically alive, and has become part of wider issues
like the causes of war in general, and the nature of
Germany. It is not surprising that the obsession retains
its power. We still puzzle away at the old question:
why did the wealthy, civilized, sophisticated countries
of Europe in 1914 become involved in what proved to be
so desperate and disastrous a struggle?
INTERPRETATIONS: THE EVENTS AND THE HISTORIOGRAPHY
To examine
the, interpretations which have been offered as to the
origins of the war means looking at two sets of
problems, posed respectively by the events and by the
historiography.
In looking at
the events, the conventional division into long-term and
short-term causes of the war serves well. Long-term
surveys start at different points according to the
issues being placed at the centre of discussion. Some
start in 1871, with the end of the Franco-Prussian war
and the annexation by the newly-created Germany of the
French provinces of Alsace and Lorraine. This point of
departure places Franco-German rivalry in the forefront
of the picture, and other elements have their prominence
decided by this perspective. Other accounts take the
Balkans as the centre of attention, and begin in 1878
with the Treaty of Berlin and its temporary settlement
of Balkan frontiers. Others again lead off in the 1890s,
either with the making of the Franco-Russian alliance
between 1892 and 1894, or with imperial rivalries in
Africa and Asia throughout the decade.
Whichever
starting-point is chosen, accounts of the distant
origins of the war describe the building up of the
alliance system which dominated European affairs in the
years before 1914. Germany and Austria-Hungary were
linked in the Dual Alliance, signed originally in 1879.
These two powers were also linked with Italy in the
Triple Alliance, signed in 1882; but by 1914 this
arrangement had grown very uncertain, with Italy
becoming increasingly detached from it. France and
Russia were associated in an alliance which was
concluded in 1894; and they were also attached to
Britain by the loose arrangements often referred to as
the Triple Entente. The terminology was
important. Alliances were, in principle, binding
agreements, under which the partners would go to war in
certain circumstances. Ententes (the Anglo-French
entente of 1904 and the Anglo-Russian one of
1907) involved no such commitment, being limited to
provision for consultation and promises of diplomatic
support. The Austro-German and Franco-Russian alliances
formed solid, opposing elements in the European
political system. This alliance system carried within it
the danger that a dispute anywhere in the continent
might draw in the
great powers
through their alliance commitments; and the ententes
made British involvement also a possibility.
Long-term
surveys also describe a series of European crises during
the ten years before the outbreak of war in 1914. In
1905-6 the first Moroccan crisis saw a Franco-German
confrontation over French claims on the then independent
state of Morocco. During the period of tension, and at
the conference at Algegiras which resolved the crisis,
the Anglo-French entente was consolidated and
assumed a clear anti-German aspect. In 1908-9 there was
a severe and prolonged crisis in the Balkans, set off by
the Austrian annexation of the Ottoman province of
Bosnia-Herzegovina. This was territory which was also
coveted by Serbia, and the danger of the situation lay
in the confrontation between Austria on the one hand
and Russia, acting in support of the Serbs, on the
other. With Germany offering ostentatious backing to
Austria, there was outlined with ominous clarity the
threat of a conflict between three great powers arising
out of a comparatively minor Balkan incident. If such a
conflict had come about, France would surely have been
drawn in. The lines were drawn for a European war, which
at that point did not come about because the Russian
government decided it could not take the risk, and so
withdrew support from Serbia. In 1911 the second
Moroccan crisis brought another sharp dispute between
France and Germany, in which Britain again supported
France. In 1912-13 there occurred two series of wars in
the Balkans, in which the independent Balkan states
first combined to defeat the Turks, and then fell out
among themselves over the division of the spoils. The
greatest single consequence of these wars was that
Serbia emerged with enlarged territory and heightened
self-confidence, which was now turned against Austria.
These repeated
crises produced three dangerous consequences. The most
acute was a 'never again' mentality in Russia and
Austria. The Russians felt that they could not afford to
give way again in face of Austrian and German pressure.
If they were in future called upon to support Serbia,
they would have to make that support good. The Austrians
felt that they had stood aside during the Balkan wars
and allowed changes which were to their disadvantage. In
another crisis, they would not be able to abstain, but
would have to act. The second development was a sharp
rise in Balkan nationalism, and particularly in Pan-Serb
sentiment, posing an obvious threat to the multinational
Austro-Hungarian empire. If nationalism pursued its
logical course, then Austria-Hungary was heading for
disintegration. Naturally, the Austrian government saw
powerful reasons to take drastic action -probably
against Serbia - in self-preservation. Third, during the
two Moroccan crises the Anglo-French entente
developed in such a way that France expected British
support in the event of war, and Britain was implicitly
committed to such support. In these ways, a scenario
emerged which presaged that of 1914, and lines were
drawn which in 1914 were followed to their logical
conclusions. On the other hand, in all four crises a way
out was found; by a conference, by diplomacy behind the
scenes, or by one participant backing down rather than
risking war. The European system was producing dangerous
crises, but it was also working well enough to resolve
them without a war between great powers.
So much for
long-term accounts. When we move to the short-term
causes of the war we are faced with the six weeks
between 28 June 1914, when Archduke Franz Ferdinand,
heir to the throne of the Habsburg empire, was
assassinated at Sarajevo, and early August. The events
of these six weeks have been traced in minute detail;
the Italian historian Luigi Albertini devoted two
massive volumes solely to this short period.2
To take such trouble is, in itself, an act of historical
interpretation; an assertion that the detailed record of
those six weeks is crucial in explaining how the war
came about. What stands out among the events and
decisions of this brief period? First, the Austrian
government held Serbia responsible for the death of the
archduke, and delivered an ultimatum demanding Serbian
compliance with a number of demands, including Austrian
participation in the investigation of the crime. Serbia
refused some of these demands. In this, Russia supported
Serbia, and on this occasion (unlike in 1908-9) was
prepared to mobilize, and ultimately to fight. Germany
supported Austria to the hilt - 'signing a blank cheque'
is the analogy often used. The likelihood of a local war
involving Austria and Serbia thus opened out into the
possibility of an eastern European war involving
Austria, Germany and Russia. At that point the alliance
system and military plans came into play. If Russia was
at war with Germany, then France would be obliged to
join in; and in any case, German military plans had been
prepared to deal with the Franco-Russian alliance.
Germany's Schlieffen Plan was designed to cope with a
war on two fronts by attacking France first and
defeating it in six weeks, leaving the German army free
to mop up the slow-moving Russians at leisure. The
Schlieffen Plan provided the link which was certain,
whatever else happened, to turn an east European war
into a general one. That left Britain and Italy to
decide their course. The British government hesitated
for a long time, but was eventually pushed by the German
invasion of Belgium (another part of the Schlieffen
Plan) to declare war on Germany. Italy declared its
neutrality.
During the six
weeks, events moved at a gathering pace, and it is easy
to see why contemporaries used the metaphor of a river
coming to rapids and ultimately a waterfall.3
The archduke was assassinated on 28 June. On 5 July the
German Kaiser Wilhelm II gave Austria a 'blank cheque',
offering unconditional support, in the full knowledge
that this might involve war with Russia. But then the
Austrians took several days to draft and approve their
ultimatum to Serbia, which was not actually delivered
until 23 July. The Serbs replied on the 25th, accepting
most of the terms but not all. On the 28th
Austria-Hungary declared war on Serbia, and fired the
first shots by bombarding Belgrade. In a sense the die
was cast there and then: the crisis was over almost as
soon as it really began. By the time another week was
up, virtually the whole of Europe was at war. Russia
ordered general mobilization on 30 July, Austria on the
31st. Germany, on 1 August, declared war on Russia, on 2
August delivered an ultimatum to Belgium, and on the
3rd declared war on France. On 4 August Britain declared
war on Germany. Everything was done in due form with
ultimatums and declarations of war properly delivered
and received. The diplomatic etiquette of the old Europe
was observed for the last time.
These were the
events which historians have laboured so hard and long
to explain. It is time to turn to the interpretations
which have been put forward over the years. The first
set of interpretations emerged in the era characterized
by the debate on war guilt and the publication of
diplomatic documents, stretching from 1914 to the Second
World War. The period was dominated by two divergent
themes: an attempt to allot responsibility - or, in a
harsher word, guilt - for the outbreak of war; and a
search for underlying causes of the war, which, if
successful, would replace the concept of responsibility
with the neutral idea of causality.
Anxiety about
blame for causing the war was present before the war
itself began, because nearly all the governments were
concerned to convince their own peoples that a conflict,
if it came, was a defensive one forced upon them by
others. When battle was joined, the belligerent
governments continued the process of casting blame upon
their enemies by publishing carefully selected
anthologies of diplomatic documents, designed (indeed,
occasionally doctored) to demonstrate their own
innocence. The Germans sought mainly to shift
responsibility onto Russia, both generally in terms of
Russian ambitions in the Balkans, and specifically
because the Russians had been the first to mobilize and
had thus taken a key step towards war. In France and
Britain, Germany was presented as the main culprit;
again, both generally, through denunciation of German
militarism, and particularly, as a result of the German
attack on Belgium. Such views, which attained the status
of beliefs, were of great importance in sustaining the
will to fight through an unexpectedly long and costly
war. The same arguments were also used to appeal for the
sympathy of neutral countries, and the allied insistence
on German war guilt gradually gained acceptance in the
United States.
The war ended
in 1918, and in 1919 the major victorious powers
-France, Britain, Italy and the United States (these
last two belligerents from 1915 and 1917 respectively) -
prepared the terms of peace to be imposed on Germany.
They embodied in the Treaty of Versailles the acceptance
by Germany of the responsibility for forcing the war
upon others by her aggression; namely Article 231,
commonly called the 'war guilt clause'. This assertion
set the pattern for much of the historical discussion
during the next twenty years. Some historians,
particularly in France, continued to maintain that
Germany bore either the whole, or at any rate the major,
part of the blame for the war.4 The German
government, on the other hand, threw itself into a
campaign to disprove the war guilt clause, and so to
undermine the validity of the peace treaty, especially
its reparations section. The Germans published a massive
series of diplomatic documents, Die grosse Politik
der europdischen Kabinette (The High Policies of the
European Governments'), which appeared in forty volumes
between 1922 and 1926 - a remarkable feat in itself.
German historians devoted much care and energy to
editing these documents, and also produced books and
articles to reach a wider readership. The burden of much
of their argument, as set out, for example, in Max
Montgelas's The Case for the Central Powers and
Erich Brandenburg's From Bismarck to the World War,
was that Germany had not sought war; if it had,
there had been better opportunities in 1905 or 1909 than
in 1914. On the other hand, Russia and France had
wanted war: Russia-for the control of the straits into
the Mediterranean, France for Alsace-Lorraine; and the
president of France, Poincare, and the Russian
ambassador in Paris, Iswolski, had actually conspired to
bring war about.5 This conspiracy theory,
directed against France and Russia, was also taken up by
'revisionist', writers in France, Britain and the United
States. The debate on war guilt thus crossed national
boundaries, becoming a general discussion in which the
German case gained wide acceptance.
At the same
time there developed a very different strand of thought.
The British historian, G. P. Gooch, argued in his
Recent Revelations of European Diplomacy that in
1914 all the belligerent states had good reasons for
their actions. Serbia sought to unite the South Slavs;
Austria-Hungary wished to save itself from disruption;
Russia could not abandon Serbia; Germany had to support
Austria, its one safe ally, just as France had to stand
by Russia; Britain could not afford to watch France be
defeated and then face a victorious Germany alone. If
each country had sound reasons for going to war, then
the question of guilt became virtually meaningless, and
attention should move to a diagnosis of the causes
of the war - a very significant change of emphasis.
This search
for the causes of the war of 1914 became closely linked
with a movement to discover the roots of war itself,
with a view to eliminating them. This had long been a
concern among Utopian thinkers, but the catastrophe of
the Great War brought a new urgency to what had often
been a somewhat abstract discussion. Several diagnoses
commanded attention. Socialists argued strongly that war
was the product of capitalism, and of imperialism which
Lenin had described as the highest stage of capitalism.
There had been a struggle for markets, raw materials and
fields for investment, which had led to competition to
seize parts of Africa, eastern Asia and the Middle East.
Such arguments gained considerably in force when Lenin
was no longer an obscure scribbler in a Zurich library,
but the ruler of a great state. Moreover, socialism was
a growing force over much of Europe in the 1920s, and
its views commanded much respect. The case against
imperialism fitted closely with that against secret
diplomacy. Wars, notably that of 1914, were caused by
the machinations of professional diplomats, usually (if
not exclusively) aristocrats, who wove their webs of
alliances irresponsibly, outside the control of
parliaments, the press or public opinion. This case had
a strong appeal in Britain, where there was a widespread
(and well-founded) belief that the true extent of
British commitments to France had not been revealed to
Parliament, or even to the Cabinet. This again was bound
up with another general explanation of the war: that it
was the result of the alliance system, which had bred
mistrust and hostility, and in 1914 had transformed what
might have been a local conflict into a European war.
The next step was a simple one. The alliances had taken
the form of armed camps, and war was the result of
armaments and arms races. The evidence for this thesis
was readily to hand in the Anglo-German naval race, in
which the two countries had built battleships in open
competition with one another; and in the Franco-German
rivalry in the size and equipment of their armies, which
came to a head with the German Army Law of 1913 and the
French three-year conscription law of the same year. All
these explanations could be rolled together in the
general assertion that the whole system of conducting
relations between states had been wrong. Lowes Dickinson
summed the whole view up in the title of his book,
The International Anarchy.
This flood of
discussion and research on the origins of the war was,
as we have already seen, motivated as much by political
as by historical concerns. It none the less resulted in
a vast work of historical elucidation, not least in the
establishment of the precise chronology of events during
the six weeks of the war crisis. A classic example of
this kind of work is the masterly exposition by Luigi
Albertini on the dates of the Russian and Austrian
mobilizations, which finally laid to rest the long
controversy as to which had been first - not a
negligible matter when it was plain that mobilization
was a crucial step towards war. In this way, even the
often arid 'war guilt' controversy could produce
enlightenment; and the search for general causes
inspired excellent books on, for example, the diplomacy
of imperialism and the Anglo-German naval rivalry.
The Second
World War brought a pause in speculation about the
origins of the First. Many historians served in the
forces or in other forms of war work; nearly all had
pressing demands on their time and energies. But this
distraction was only temporary. The second war was bound
to revive questions about the first. Were the two in
fact separate? Did the almost unquestioned German
responsibility for the events of 1939-41 cast any light
on the issue of war guilt in 1914? Among Germany's
enemies there was a strong tendency to believe that it
did. Even Soviet historians, firm in their assertions
that 'imperialism' was to blame for the war of 1914,
came to think that the German imperialists were probably
more to blame than others. The next great wave of
historical debate about 1914, associated primarily with
the name of the German historian Fritz Fischer, took
shape in the shadow of questions raised by the Second
World War.
In 1961
Fischer published a substantial book, Griff nach der
Welt-macht ('Grasp for World Power'), which was
translated into English in 1967 under the feeble title
of Germany's Aims in the First World War.
However, what the English title did make clear was
the fact that the book was mainly about Germany's aims
during the 1914-18 war, and only its introductory
section was devoted to the pre-war period and the
question of the origins of the war. Yet this section
contained enough explosive matter to set off shock
waves: first in Germany, and then among all who were
still concerned with the events of 1914. What did
Fischer have to say? First, he declared that Germany
bore a large part of the responsibility for the outbreak
of the war - which was scarcely new for many people in
other countries, but was dynamite in German historical
circles. Second, he argued that important groups within
the
German ruling
elite (the general staff, landowners, industrialists,
bankers, leaders of the Pan-German League, and
university professors) had long held expansionist
views, and were willing to go to war to fulfil them.
Third (and here Fischer followed the Italian historian
Albertini very closely), he maintained that in the July
crisis the German government was prepared to risk a
general European war arising out of a local war between
Austria and Serbia, and that Germany had systematically
encouraged Austria to go ahead with an attack on Serbia
even when it became clear that the conflict could not be
localized. This transformed the analogy of the blank
cheque: Germany had not given Austria a blank cheque,
but had actually written the amount itself. And the
amount meant European war.
Fischer based
his arguments on a mass of research in the German
archives, penetrating beyond the published collections
of diplomatic documents which had been the basis of
earlier accounts. He also broke from the usual pattern,
which had halted examinations of the origins of the war
when fighting began. Because Fischer was essentially
concerned with the war, and only partly with its
origins, he used material from after the outbreak of
hostilities to illuminate the situation before they
began. He discovered a particularly explosive piece of
evidence in a memorandum by the German Chancellor,
Bethmann-Hollweg, dated 9 September 1914, setting out a
draft programme of war aims which amounted to complete
German domination of Europe, west and east. Fischer
claimed that this document was not simply the result of
euphoria at a moment of apparent victory, but was in
fact the crystallization of views which were common in
German ruling circles before the war began, and indeed
represented Bethmann's own aspirations. Bethmann, in
fact, emerged from Fischer's book not as the
well-meaning but inadequate statesman of inter-war
history, but as a fully-fledged advocate of German
expansion.
Fischer's book
thus reopened the war guilt issue, which with the
passage of time had been moving into the background in
favour of an examination of causes; and he also provoked
a sharp reassessment of Bethmann-Hollweg, one of the
prominent personalities of 1914. He thus breathed new
life into old controversies. But he also opened up a new
way of looking at the whole problem. In 1969 he followed
up Griff nach der Weltmacht with Krieg der
Illusionen ('War of Illusions'), dealing in detail
with the years 1911-14, and trying to make good his
earlier summary assertions that the German war aims of
September 1914 were not mere improvisation but were the
product of expansionist aims which had been present for
some time. In this process, Fischer developed the
argument that foreign policy had been largely decided
by internal
issues. He analysed the tensions between the old
ruling groups in Germany, represented by the monarchy
and the landowning aristocracy (the Junkers), and the
newer industrial and commercial groups,such as the
industrialists of the Ruhr and the shipping magnates of
Hamburg. The extraordinary economic growth of Germany at
the end of the nineteenth and the beginning of the
twentieth century strengthened the position of the newer
groups, stimulated demands for a world policy, and
brought about a naval competition with Britain which the
more conservative elements would never have
contemplated. Both these groups were hostile to (and
often afraid of) the rising force of socialism. The
German Social Democratic Party was the largest and best
organized in Europe, and came to be the largest single
party in the Reichstag. Its language was
anti-militarist, and it attacked the Prussian
constitution, which preserved a parliamentary system
based on the 'orders' of the eighteenth century, thus
retaining a privileged position for the aristocracy.
Fear of socialism caused many in the ruling groups to
consider war, either as a means of uniting the nation
against a foreign enemy, or alternatively as providing
an opportunity to crush the socialist party.
In developing
this argument, Fischer attacked a long-standing tenet of
German historical writing, summed up in the phrase 'the
primacy of foreign policy'; the view that foreign policy
was essentially decided according to the external
interests of the state, and not by internal factors. But
this was not an attitude confined to Germany. Most
writing about the causes of the war in the inter-war
period had been based on diplomatic documents and had
used the methods of diplomatic history. It was true
that a number of historians had asserted in rather
general terms the significance of economic forces; and
the internal tensions within the Habsburg empire had
long been recognized as one of the forces leading
to'war. But the main focus had been on the embassies,
foreign ministries and chancelleries of Europe, with an
occasional glance at the general staffs. To assert the
primacy of internal politics, and to claim that
the war had come about for mainly domestic reasons, was
to open a new angle of vision upon events.
To examine
this assertion became the work of another generation of
historians. An American writer, Arno J. Mayer, started
the ball rolling by proclaiming the need for a
concentration of research on the internal causes and
purposes of war. He, like others before him, thought in
terms of the causes of war in general, though referring
particularly to the war of 1914. Broadly, his thesis was
that decisions for or against war in all the major
belligerent capitals were essentially part of internal
tensions and struggles between the forces of order (or
conservatism) and those of change (or revolution). Mayer
accepted that sometimes these tensions were so acute
that governments would take a cautious line, for fear
that war might be fatal to the existing order of things;
but he asserted that the opposite was more often the
case. Internal tensions, he claimed, tended to incline
governments to go to war to strengthen their own
position - which chimed in with Fischer's arguments
about the rulers of Germany going to war in 1914 to
bring about national unity and preserve their own
authority. The whole interpretation presupposes a high
degree of far-sighted calculation on the part of ruling
groups. How far can it be demonstrated?
The strongest
case is also the oldest and most obvious: that of
Austria-Hungary. The Habsburg empire had grown up over
many centuries, and preserved many of the
characteristics of a past era. Its principle of
legitimacy was dynastic, and the empire in effect
consisted of the long-inherited lands of the Habsburg
family. The force of nationalism, which developed so
strongly in the nineteenth and early twentieth
centuries, threatened its very existence. The empire
lost territory, and suffered dangerous damage to its
prestige, through the unification of Italy and Germany.
In 1914, the most dangerous threat seemed to be from the
South Slav movement for union between Serbs, Croats and
Slovenes. There was much talk of Serbia becoming 'the
Piedmont of the South Slavs'. Such a union would at once
detach important territories from Austria-Hungary, and
would almost certainly give such encouragement to other
nationalities within the empire as to lead to its rapid
dissolution. It was this fear of the disintegration of
the Austro-Hungarian state, arising from its nature as a
multinational empire, which impelled the government in
Vienna to strike at Serbia in 1914 in the desperate hope
of cutting away external support for internal
dissension.
This is the
clearest case of internal tensions leading a government
to undertake a foreign war in 1914. Its basis was
understood perfectly well even in 1914, and modern
historiography has added little to the essential
argument. At the other end of the scale stand Britain
and France, where domestic affairs appear to have played
little part in decisions for war. In Britain there were
indeed grave domestic problems, notably in Ireland,
where there was a danger of civil war arising out of the
conflicting aspirations of Irish nationalists and Ulster
Unionists. But there is no evidence that the Prime
Minister, Asquith, or the Foreign Secretary, Grey,
sought to involve Britain in European war to escape from
domestic crisis. On the contrary, the Ulster problem
absorbed so much energy and attention that the European
war crisis came as a bolt from the blue for most of
Asquith's cabinet. Grey worked hard to preserve peace.
His own thoughts were dominated by the position of
France; and the mind of a divided cabinet was finally
clarified by the German attack on Belgium which provided
a simple moral imperative. In France, there were of
course long-term internal divisions dating back to the
revolution of 1789, and much sound and fury over the
three-year military service law of 1913. But France had
lived with such long-term dissensions and sharp
political storms for a long time, and there is no sign
that French politicians saw European war as a way out of
them.
Somewhere
between these two extremes lie the cases of Russia and
Germany. In Russia there were many influences at work
within an ill-organized system of decision-making. One
school of thought looked back to the disastrous
experience of the war against Japan in 1904-5 which had
led to revolution in Russia, and argued that in order to
achieve stability at home it would be best to keep out
of war abroad. Others, however, held that the regime
needed to restore its prestige, both at home and abroad,
by a success in foreign policy in Russia's traditional
sphere of interest in the Balkans and the straits.
Another powerful influence was that of the Pan-Slavs,
who believed strongly that Russia must support the Serbs
in 1914, especially since it had let them down in
1908-9, during the Bosnian crisis. Between these various
pressures upon the tsar, whose own actions seem often to
have been governed by a cloudy but sincere belief that
both he and his country were in the hands of God, there
seems to have been little scope for rational long-term
calculation. War might stave off revolution, by drawing
people into a common effort, or it might have the
opposite result, as it did in 1905. There was no
agreement. As for Germany, Fischer undoubtedly makes a
very strong case that internal pressures were leading
towards war, as a means of resolving differences between
the old Prussian ruling classes and the new industrial
and commercial elites, and also as a means of
forestalling the'Socialist threat. But it is hard tp
demonstrate the precise links between such pressure and
the actual decisions taken in 1914.
Only in
Austria, therefore, is there a clear case for the
primacy of internal political calculations in the
decisions for war in 1914. In the other countries it is
hard to find any single pattern of explanation that fits
them all - which is hardly surprising in view of the
wide differences between their political systems and
circumstances.
The line of
approach based on the internal causes and purposes of
war has proved valuable in broadening the concept of
what is relevant to the origins of the war, but less
productive in substance than the efforts put into
diplomatic history, which tells us more about actual
decision-making. There has been, in fact, some return to
the study of the small elites which conducted foreign
policy. Zara Steiner in her book on Britain and the
origins of the war, and John Keiger in his similar study
of French policy, both conclude that the Foreign Office
and the Quai d'Orsay had much more influence on
decision-making than other bodies, and that the main
calculations involved were those of national interest
and prestige, as understood at the time by the groups of
ministers and officials closely concerned with foreign
policy.
Both the
diplomatic and the 'internal causes' approaches to the
problem rely essentially on the view that politicians
and officials make decisions based upon calculation,
whether of national interest or of the long-term
security of a ruling group. This presumption was
challenged in one of the most original contributions to
the debate on 1914, made by James Joll in his inaugural
lecture at the London School of Economics in 19,68,
entitled '1914: The Unspoken Assumptions'. His thesis
was that statesmen, when under extreme pressure, in
circumstances which they do not fully understand, and
when they cannot foresee the consequences of their
actions, act not upon calculation but on instinct. 'In
moments of crisis, political leaders fall back on
unspoken assumptions', which are themselves drawn from
deep layers of tradition, upbringing, and education. The
trouble for the historian is that because such
assumptions are unspoken, and for that matter unwritten,
they are uncommonly difficult to ascertain. Taking
Edward Grey, the British Foreign Secretary, as a key
example, Joll argues that it is a mistake to try to make
a sophisticated analysis of his policies. His guiding
principle was a schoolboy sense of honour; and not just
any schoolboy, because Grey (like Joll himself) was a
product of Winchester, and his unspoken assumptions
were those of a self-conscious Wykehamist. This is a
highly specialized diagnosis. We have some remarks made
by Grey about his days at Winchester which partly bear
it out, though unhappily Grey tells us that only fellow
Wykehamists can really understand what it means to be a
Wykehamist, which rather narrows the circle of
comprehension. To extend the approach to others, we need
to know a great deal about the family background and
education of the men of 1914, and also about the general
climate of opinion and sentiment within which they grew
up.
This is a
fascinating speculation, whose implications spread out
much more widely than the boundaries of the 1914 debate.
But, as Joll is well aware, it is an approach that is
hard to follow through. True, Grey was a Wykehamist. He
was also a long-serving Foreign Secretary, who worked
closely with very able and strong-minded Foreign Office
officials. His memoranda show that he thought in terms
of the balance of power and British strategic interests,
as well as in terms of honour, in the shape of his
personal word to the French. In the crisis of 1914,
these two modes of thought pulled together towards the
same conclusion, and it would be very hard to say
whether at any particular point Grey fell back upon one
rather than the other.
REFLECTIONS
The pursuit of
explanations for the outbreak of war in 1914 has led a
long way. It has also spread out in different
directions, some of which involve not so much discussion
of the events of 1914 as interpretations of the nature
of the past as a whole, and of our understanding of it.
It was the refrain at the close of an article by Joachim
Remak that 'We have complicated things too much'. Can we
not, even in so complex a subject, simplify them a
little? Where do we stand?
The problem
has always had two parts: the elucidation of events and
the finding of a framework of interpretation. The first
remains a matter for detailed research, and it is only
the second which can be pursued here. The long
historical debate has left us with two main problems:
how we strike the balance between the idea of guilt (or
responsibility) for the war and that of understanding
its causes, and what relative importance we attach to
underlying forces and immediate events.
The concept of
war guilt in 1914 has had a long run, and seems still to
have life left in it. It has always involved very
difficult questions. What does it mean? What is there to
be guilty of? No state or government can be thought of
as bearing guilt simply for going to war, because war
has been a part of human history. More specifically,
during the half-century before 1914 all the major
belligerent powers had been engaged in war: Prussia and
the Habsburg empire in 1866; Prussia and France in
1870-1; Britain against the Boer republics, 1899-1902;
Russia against Japan in 1904-5; Italy against Turkey in
1911-12. Most powers had fought colonial wars. Even that
arch-neutral and isolationist power, the United States,
was fighting a campaign in Mexico at the very time that
war began in Europe. Before 1914 all governments
accepted Clausewitz's dictum that war was the
continuation of policy by other means. All were prepared
for war, and all recognized that in certain
circumstances (involving honour, security or ambition)
it was necessary and proper to go to war. Of what,
then, could any state be guilty in 1914, when all the
powers shared the same view of war?
The answer, of
course, involves hindsight. The conflict that took place
between 1914 and 1918 was not just a war; it was a
catastrophe.
The scale,
intensity and cost of the fighting were greater than
anything known before. The former rules ceased to apply,
and the idea of war as an instrument of policy became
unacceptable in many eyes. For any state to have
deliberately launched such a European disaster was
indeed a responsibility, and guilt became a natural
description. But to make such an assumption involves a
shift in perspective which is in itself scarcely
historical. In 1914, no government believed that it was
embarking on a war which would last for over four years.
It was the almost universal conviction that the conflict
would be severe, and would involve vast armies, but
would be short - 'over by Christmas' was a common
saying. This means that we must look in the first
instance for origins commensurate with the idea of a
brief, though probably intense, conflict. What causes
were sufficient for governments to begin, to accept, or
to risk a war of a limited, late nineteenth-century type
- not the Great War with which our memory is
obsessed?
This affects
our view of the other balance which has to be struck,
that between long-term forces and immediate decisions.
It has naturally been believed that anything so
tremendous as the war of 1914-18 must have had
deep-rooted and powerful causes. As the search has
widened to include the causes of war itself, the conduct
of whole groups, or the roots of human conduct, this
belief has taken a greater hold. But if we are seeking
the causes, not of such vast events, but of what might
have been a third Balkan war, or a wider version of the
Franco-Prussian War, must such explanations be invoked?
The answer is
probably not. An exception at once springs to mind: the
tension between nationalism and the multinational
Habsburg Empire, which remains crucial. Other long-term
explanations relying on underlying forces moving towards
war have all tended to break down at the actual point of
contact with the events of 1914. The argument, much used
in socialist circles in the 1920s and 1930s, that the
war was the result of capitalist and imperialist
conflicts over raw materials, markets and fields for
investment was weakened by detailed research which
showed that disputes over territory in Africa or Asia
had often crossed the lines of alliances within Europe.
Moreover, the most serious of such conflicts outside
Europe had been between Britain and France on the one
hand, and Britain and Russia on the other; but these
disputes had been resolved peacefully, and the former
rivals had fought on the same side in 1914. Again, there
was much close cooperation between German and French
bankers and industrialists in the complex of coal, iron
ore and steel industries which spanned the boundaries
between their two countries. In the actual crisis of
1914, some German industrialists were in favour of war,
but others were dismayed at the prospect of disruption
and loss which war would bring. The study of the
underlying forces of economics and imperialism produces
as much evidence of international cooperation and
opposition to war as it does of pressure towards
conflict.
Even the
apparently powerful explanations in terms of arms races
appear much less clear-cut under close examination.
True, the German and French armies were built up in
competition with one another. So were the German and
British fleets. But the war of 1914 did not emerge
directly out of Franco-German conflict, but from
conflict between Austria-Hungary and Russia, which had
not been engaged in an arms race; and the Anglo-German
conflict also came late in the actual crisis of 1914.
What did contribute directly to the course of events in
July and August was not the general issue of arms races,
but the detailed strategic planning for the use of those
armaments, especially on land. The role of the
Schlieffen Plan, by which if Germany were involved in
war with Russia it would have to attack France
first, was crucial. As soon as the state of an 'imminent
danger of war' was declared in Germany, then the plans
for mobilization moved with a momentum which could not
be stopped; and the German plan for mobilization was
also a plan for operations. The one ran directly
into
the other.
Much the same
is true of the long-term explanation from the alliance
system. It is true that this system was likely to turn a
local dispute into a general war; but the case of Italy
also shows that it was possible for a country to ignore
its alliance commitments in favour of a calculation of
its immediate interests. The alliances worked when they
continued to represent vital interests: for example,
France and Russia dared not risk isolation, while
Germany could not afford to see Austria-Hungary
disintegrate; but they did not impose predetermined
answers in 1914.
We must return
to the exception to this line of argument. The
underlying force which exerted a direct and "decisive
influence on decision-makers in 1914 was the conflict
between Balkan nationalism and the multinational
Austro-Hungarian Empire. Balkan nationalism was a force
which had been at work since at least the beginning of
the nineteenth century. Gradually, the hold of the
Ottoman empire in Europe had been prised loose and one
Balkan state after another had attained independence.
Then, in a last effort in 1912-13, the Turks had been
driven back to a small enclave round Constantinople and
the straits, and Austria-Hungary remained as the sole
target of Balkan nationalism. In 1914 this nationalism
was primarily embodied in Serbia, which had emerged
from the Balkan Wars of 1912-13 with substantial gains
in territory, and with aspirations to create a Greater
Serbia,
or perhaps a new South Slav state. In either case, the
Serbs looked north, towards the populations of Serbs,
Croats and Slovenes within the borders of the
Austro-Hungarian empire. Here indeed was a tide which
had been rising for almost a century; and the
Austro-Hungarian empire was looking unhappily like a
sandbank. What were its rulers to do? In 1908 they had
contemplated a plan to attack Serbia, but had in fact
stopped short at the annexation of Bosnia-Herzegovina.
In 1912-13 they had simply watched while the Balkan Wars
were fought and Serbian power was increased. The result
was that in 1914 a sense of desperation had developed,
and there was a strong impulse to take action - almost
any action - to remove the threat from Serbia. It was
seen as a matter of self-preservation.
This is not to
say that the long-term, underlying forces had no weight
- far from it. Though they did not, in most cases,
predetermine the choices made by governments in 1914,
they did ensure that war, when it broke out, could not
be limited. The smouldering fire of Anglo-German naval
rivalry, the intense need for security which lay behind
the alliances, and the unappeasable hunger of
nationalism all became concentrated in the struggle once
it had begun. The war which began in Europe in the
summer of 1914 was bound to be more than the sum of
immediate events and specific decisions. It would be a
concentration of deep and long-standing antagonisms, not
easily to be resolved.
In the light
of this review of underlying causes, it is time to look
again at the immediate decisions of July and August
1914. The places to start must be Vienna and Belgrade.
After all, the first declaration of war was by
Austria-Hungary on Serbia, on 28 July. The government in
Vienna, as we have seen, believed that it was acting in
self-preservation. It deliberately forced war on Serbia
by delivering an ultimatum which was designed to be
rejected. The Austrian government chose a Balkan war,
and risked something worse, almost certainly in the
belief that it had no alternative. The Serbian
government, too, played its part at this stage, partly
by conniving at the nationalist terrorism which produced
the assassination of the archduke, and partly by
choosing to take up the Austrian challenge. If
Austria-Hungary sought self-preservation, Serbia sought
self-aggrandisement, and believed that with Russian help
it could win a renewed Balkan war.
This takes us
to Russia. The methods of Russian decision-making were
confused and its aims uncertain. But it was clear by the
middle of July that Russia would support Serbia, if
necessary by war; and Sazo-nov, the Russian foreign
minister, indicated this plainly to the German and
Austrian ambassadors on 18 July. Why was this? Strategic
and economic interests in the straits can be adduced:
the importance of controlling the entrance to the Black
Sea, and of securing free passage for Russian exports by
the same route. But the prime reasons were surely
sentiment and prestige. The restricted circles which
made up public opinion in Russia were Pan-Slav in
sentiment, and demanded support for Serbia; and Russian
prestige - its standing as a great power, capable of
backing up its protege — was at stake.
Again, such
motives were amply sufficient for a confrontation, and
even a war, on a Balkan issue. Yet the risk of a wider
conflict was clearly present; and at this point we must
turn to Germany. Germany held the central position in
the wider European crisis - central in terms of
geography, diplomacy and military action.
Geographically, German intervention would turn a Balkan
war into a European one. Diplomatically, German support
for Austria was bound to stiffen Austria's resolution,
which otherwise might have wavered. Militarily, German
war plans entailed an immediate attack on France, not
Russia. We know what Germany did. It gave complete
support to Austria, accepting the near-certainty of a
Balkan war and risking a European conflict. The German
government also followed the course set out in its
military planning to its final conclusion in the
invasion of Belgium and France, which changed the whole
scale and character of events. The successive waves of
historical writing have confirmed this record of German
actions, and it is not surprising that debate has
concentrated heavily upon the motives which lay behind
them. The motives can be easily summed up, but the
balance between them is almost impossible to strike. The
most straightforward of them and the most readily
avowed, were to maintain the Austrian alliance, without
which Germany would be alone in a hostile continent, and
to score a spectacular diplomatic (or, if necessary,
military) success to break free from the encirclement
which the Germans genuinely feared and resented. Less
clear-cut were the further motives stressed by Fischer:
the drive to make Germany a world power, and the bid for
unity at home to pre-empt the socialist danger. It is
with these latter reasons that we move away from
motivation commensurate with a limited war, and move to
that more appropriate to something wider and more
drastic.
This survey
has left France and Britain to the last. In so far as
France played an active part in the crisis of July 1914,
which does not appear to have been very far, it was by
supporting Russia, for the well-established reason that
she could not afford to lose the Russian alliance and
face Germany in isolation. But France's main role was
passive, and the French government never had to take the
decision whether or not to go to war in support of
Russia. The Germans first presented an ultimatum
demanding the occupation of French fortresses to ensure
French
neutrality,
and then simply invaded the country through Belgium. In
these circumstances the French government had very
little to decide. As for Britain, its actions in 1914
had only marginal influence on the course of events.
Grey tried to check the move towards war by twice
proposing a conference; but such a conference would have
put Germany in a minority, and his proposals made no
headway. The European war had begun by 2 August, and
the question was whether (or perhaps only when) Britain
would join it. From the point of view of the origins of
the war, this was not a vital question.
It was as the
scope of the crisis widened, and a likely Balkan
confrontation became a certain European war, with some
world-wide aspects, that the long-term, underlying
causes of friction came into their own. Imperial
rivalries, the arms races, and the alliance system
provided the framework within which the crisis of July
1914 took place. They also meant that war, when it came,
rapidly involved wider issues than those which were at
first at stake. The alliance system represented
fundamental security for Germany, France and Russia.
Imperial rivalry and the naval race between Britain and
Germany meant that, once war had begun, their empires
and fleets were at stake; which, for the Britain of that
day, meant the very fundamentals of its existence. Thus
the underlying forces, which appear to have had little
effect on decision-making during the war crisis itself,
greatly affected the war which actually came about.
The tragedy
was that the war of 1914 became the war of 1914-18 -the
Great War. It might not have been so. After all, by the
time the Schlieffen Plan ground to a halt, the advance
guards of the German armies could see the Eiffel Tower.
They were no more than twenty miles from the outskirts
of Paris. At that stage, the exhaustion which had
overcome marching men, and the French concentration of a
new army, brought about the battle of the Marne. The war
in the west was not to be decided in six weeks, as the
Germans had hoped. By that time, who in western Europe
cared what was happening in Serbia? The war had started
with a Balkan crisis, but it had rapidly become
something much greater. And it is that greater event
which historians have been trying to explain for the
past seventy-five years.